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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 83 Institutional holders with a total value of $273,678,212.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,357,281 66,086,000 24.15%
2 WELLS FARGO & COMPANY/MN 558,747 27,205,000 9.94%
3 BANK OF AMERICA CORP /DE/ 495,318 24,117,000 8.81%
4 UBS Group AG 485,067 23,618,000 8.63%
5 LPL Financial LLC 393,963 19,899,000 7.27%
6 BANK OF MONTREAL /CAN/ 287,608 14,004,000 5.12%
7 CREDIT SUISSE AG/ 167,954 8,178,000 2.99%
8 AMERIPRISE FINANCIAL INC 132,100 6,432,000 2.35%
9 Commonwealth Equity Services, Inc 127,641 6,215,000 2.27%
10 Raymond James Financial Services Advisors, Inc. 121,080 5,895,000 2.15%
11 SSI INVESTMENT MANAGEMENT LLC 104,959 5,110,000 1.87%
12 RAYMOND JAMES & ASSOCIATES 97,943 4,769,000 1.74%
13 ROYAL BANK OF CANADA 96,530 4,699,000 1.72%
14 Cambridge Investment Research Advisors, Inc. 82,589 4,021,000 1.47%
15 AMERICAN INTERNATIONAL GROUP, INC. 75,108 3,658,000 1.34%
16 Kovack Advisors, Inc. 74,125 3,609,000 1.32%
17 JANE STREET GROUP, LLC 67,834 3,303,000 1.21%
18 Orion Porfolio Solutions, LLC 48,000 2,337,000 0.85%
19 REZNY WEALTH MANAGEMENT, INC. 47,030 2,289,000 0.84%
20 CITADEL ADVISORS LLC 44,825 2,183,000 0.80%
21 ADVANTAGE INVESTMENT MANAGEMENT, LLC 43,208 2,104,000 0.77%
22 Chicago Partners Investment Group LLC 42,666 2,077,000 0.76%
23 BAROMETER CAPITAL MANAGEMENT INC. 40,000 1,948,000 0.71%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 37,932 1,846,000 0.67%
25 MSI Financial Services Inc 36,870 1,795,000 0.66%
26 SMITH HAYES Advisers, Inc 33,280 1,620,000 0.59%
27 CITIGROUP INC 33,031 1,608,000 0.59%
28 Janney Montgomery Scott LLC 29,552 1,439,000 0.53%
29 VSR Financial Services, Inc. 28,829 1,404,000 0.51%
30 JPMORGAN CHASE & CO 23,095 1,124,000 0.41%
31 Ancora Advisors LLC 22,679 1,104,000 0.40%
32 Good Harbor Financial, LLC 21,889 1,066,000 0.39%
33 Lowe Wealth Advisors, LLC 20,442 995,000 0.36%
34 NTV ASSET MANAGEMENT LLC 19,704 959,000 0.35%
35 PITTENGER & ANDERSON INC 18,665 909,000 0.33%
36 MILLENNIUM MANAGEMENT LLC 18,066 880,000 0.32%
37 B. Riley Wealth Advisors, Inc. 16,354 797,000 0.29%
38 ENVESTNET ASSET MANAGEMENT INC 16,132 785,000 0.29%
39 Virtu KCG Holdings LLC 16,056 782,000 0.29%
40 GOLDMAN SACHS GROUP INC 14,790 720,000 0.26%
41 Cetera Advisors LLC 14,096 689,000 0.25%
42 STIFEL FINANCIAL CORP 13,183 642,000 0.23%
43 BB&T SECURITIES, LLC 12,299 598,000 0.22%
44 Investors Capital Advisory Services 11,532 561,000 0.20%
45 Private Advisor Group, LLC 11,347 553,000 0.20%
46 First Heartland Consultants, Inc. 11,166 544,000 0.20%
47 OPPENHEIMER & CO INC 11,002 535,000 0.20%
48 WEDBUSH SECURITIES INC 10,122 493,000 0.18%
49 Concert Wealth Management Inc. 6,527 317,000 0.12%
50 BAIRD FINANCIAL GROUP, INC. 6,442 314,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.