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Institutional Investment Manager
MARK SHEPTOFF FINANCIAL PLANNING, LLC
MARK SHEPTOFF FINANCIAL PLANNING, LLC (CIK: 0001607355), located at 703 Hebron Ave., Glastonbury, CT. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Portfolio Summary: 369 holdings with a total value of $112,958,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 Novacopper Inc 45 0 0.00%
2 Progenics Pharmaceuticals Inc 10 0 0.00%
3 BANCO SANTANDER SA 4 0 0.00%
4 STILLWATER MNG CO 25 0 0.00%
5 FURIEX PHARMACEUTICALS INC 5 0 0.00%
6 PLUG POWER INC 30 0 0.00%
7 PHH Corp 15 0 0.00%
8 JDS UNIPHASE CORP COM PAR $0.001 30 0 0.00%
9 STAR SCIENTIFIC INC 500 0 0.00%
10 ANNALY CAP MGMT INC 37 0 0.00%
11 TIME WARNER INC NEW 2 0 0.00%
12 NORTH AMERN PALLADIUM LTD 500 0 0.00%
13 FRONTIER COMMUNICATIONS CORP 9 0 0.00%
14 USA Technologies Inc 20 0 0.00%
15 TIME WARNER INC 8 1,000 0.00%
16 AMERICAN INTL GROUP INC 20 1,000 0.00%
17 NORTHEASTUTILITI 25 1,000 0.00%
18 AMERICAN INTL GROUP INC 33 1,000 0.00%
19 TENET HEALTHCARE CORP 27 1,000 0.00%
20 ELECTRONIC ARTS INC 20 1,000 0.00%
21 Gramercy Property Trust 237 1,000 0.00%
22 SWISHER HYGIENE INC 2,000 1,000 0.00%
23 CST BRANDS INC 33 1,000 0.00%
24 NOVAGOLD RES INC 274 1,000 0.00%
25 XEROX CORP 100 1,000 0.00%
26 ALLEGION PUB LTD CO 11 1,000 0.00%
27 KEY TECHNOLOGY INC 40 1,000 0.00%
28 UROPLASTY INC 200 1,000 0.00%
29 ADVANCED MICRO DEVICES INC 575 2,000 0.00%
30 UNILEVER N V 48 2,000 0.00%
31 COACH INC 50 2,000 0.00%
32 POWERSHARES ETF TRUST 92 2,000 0.00%
33 NORTHWEST PIPE CO 50 2,000 0.00%
34 INGERSOLL-RAND PLC 34 2,000 0.00%
35 D R HORTON INC 100 2,000 0.00%
36 GENERAL MTRS CO 63 2,000 0.00%
37 ZOETIS INC 71 2,000 0.00%
38 BARCLAYS BANK PLC 100 3,000 0.00%
39 ENERGY TRANSFER PRTNRS L P 50 3,000 0.00%
40 VIVUS INC 500 3,000 0.00%
41 LINN ENERGY LLC UNIT LTD LIAB 100 3,000 0.00%
42 PHILIP MORRIS INTL INC 40 3,000 0.00%
43 ORGANOVO HLDGS INC 500 4,000 0.00%
44 CHUNGHWA TELECOM CO LTD 120 4,000 0.00%
45 KOPIN CORP 1,100 4,000 0.00%
46 CORNING INC 200 4,000 0.00%
47 HOSPIRA INC. 100 4,000 0.00%
48 CTS CORP COM 200 4,000 0.00%
49 SPDR DOW JONES REIT ETF 62 5,000 0.00%
50 CHINA MOBILE LIMITED 100 5,000 0.00%
Page 1 of 8

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001214659-14-003402, filed 2014.05.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.