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Institutional Investment Manager
UBS Group AG
UBS Group AG (CIK: 0001610520), registered under National Commercial Banks, located at Bahnhofstrasse 45, Zurich, V8. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Original 13F HR (0000950123-15-005912) filed in 2015.05.14
#
Name
Shares
Value ($)
%
Options
Notes
1 VERICEL CORP 7 0 0.00%
2 VESTIN RLTY MTG II INC 28 0 0.00%
3 GLOBAL CASH ACCESS HLDGS INC 25 0 0.00%
4 METHES ENERGIES INTL LTD 1,300 0 0.00%
5 Enservco Corp 26 0 0.00%
6 VICOR CORP COM 32 0 0.00%
7 EPIRUS BIOPHARMA 8 0 0.00%
8 PROSHARES TR 6 0 0.00%
9 ENCORE WIRE CORP 9 0 0.00%
10 CELLCOM ISRAEL LTD 100 0 0.00% Call
11 VIGGLE INC 100 0 0.00%
12 SPHERIX INC 47 0 0.00%
13 METALICO INC 268 0 0.00%
14 ISHARES TR 1 0 0.00%
15 HYDRA INDS ACQUISITION CORP 2,800 0 0.00%
16 VISIONCHINA MEDIA INC SPON ADR NEW 1 0 0.00%
17 MEDGENICS EQUITY WARRANTS EXP 13 FEB 2018 20 0 0.00%
18 ORIX CORPORATION SPONSORED ADR 5 0 0.00%
19 METALICO INC 175 0 0.00%
20 Voltari Corp 84 0 0.00%
21 GAIAM INC 30 0 0.00%
22 Voltari Corp 439 0 0.00%
23 AVIAT NETWORKS INC COM 151 0 0.00%
24 ROI ACQUISITION CORP II 50 0 0.00%
25 VRINGO INC 500 0 0.00% Put
26 PREMIER EXIBITIONS INC 29 0 0.00%
27 VTTI ENERGY PARTNERS LP 17 0 0.00%
28 MODUSLINK GLOBAL SOLUTIONS I 100 0 0.00%
29 INDIA GLOBALIZATION CAP CW11 EXP 3/6/15 2,167 0 0.00%
30 SUPERIOR DRILLING PRODS INC 148 0 0.00%
31 WAFERGEN BIO-SYSTEMS INC 7 0 0.00%
32 NATURAL GAS SERVICES GROUP 10 0 0.00%
33 PRO-DEX INC COLO 110 0 0.00%
34 Mechel Open Joint Stock Co. AD 100 0 0.00% Call
35 GOLDEN STAR RES LTD CDA 1,000 0 0.00%
36 BRAVO BRIO RESTAURANT GROUP COM 24 0 0.00%
37 GABELLI CONV&INCOM SECS FD I 13 0 0.00%
38 ADVANCED PHOTONIX INC 700 0 0.00%
39 MULTI FINELINE ELECTRONIX IN 16 0 0.00%
40 RIT TECHNOLOGIES LTD 300 0 0.00%
41 C B PHARMA ACQUISITION CORP 1,100 0 0.00%
42 GLOBUS MARITIME LIMITED NEW 94 0 0.00%
43 Mechel Open Joint Stock Co. AD 23 0 0.00%
44 MONEYGRAM INTL INC COM NEW 6 0 0.00%
45 EAGLE BULK SHIPPING INC 11 0 0.00%
46 CBD ENERGY LTD 105 0 0.00%
47 FIELDPOINT PETROLEUM CORP WT EXP 032318 1,462 0 0.00%
48 ORIENT PAPER INC 48 0 0.00%
49 WINTRUST FINL CORP 10 0 0.00%
50 SWISS HELVETIA FD INC 35 0 0.00%
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