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GABELLI CONV&INCOM SECS FD I
GABELLI CONV&INCOM SECS FD I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 18 Institutional holders with a total value of $13,830,623.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GAMCO INVESTORS, INC. ET AL 1,167,085 7,213,000 52.15%
2 MORGAN STANLEY 488,684 3,020,000 21.84%
3 Windsor Capital Management, LLC 398,343 2,462,000 17.80%
4 US BANCORP \DE\ 43,815 271,000 1.96%
5 BANK OF AMERICA CORP /DE/ 26,380 163,000 1.18%
6 DEUTSCHE BANK AG\ 25,800 158,000 1.14%
7 LPL Financial LLC 23,944 149,000 1.08%
8 AMERICAN INTERNATIONAL GROUP, INC. 17,253 106,623 0.77%
9 WEDBUSH SECURITIES INC 11,532 71,000 0.51%
10 DOLIVER ADVISORS, LP 11,243 69,000 0.50%
11 WELLS FARGO & COMPANY/MN 7,300 45,000 0.33%
12 UBS Group AG 4,709 29,000 0.21%
13 Formidable Asset Management, LLC 4,650 28,000 0.20%
14 ROYAL BANK OF CANADA 4,244 26,000 0.19%
15 NEXT Financial Group, Inc 1,790 11,000 0.08%
16 Creative Planning 1,000 6,000 0.04%
17 PNC FINANCIAL SERVICES GROUP, INC. 500 3,000 0.02%
18 D.A. DAVIDSON & CO. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.