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Institutional Investment Manager
UBS Group AG
UBS Group AG (CIK: 0001610520), registered under National Commercial Banks, located at Bahnhofstrasse 45, Zurich, V8. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Original 13F HR (0000950123-15-005912) filed in 2015.05.14
#
Name
Shares
Value ($)
%
Options
Notes
1 VALLEY NATL BANCORP 1,834 0 0.00%
2 VALLEY NATL BANCORP 2,831 0 0.00%
3 Hercules Offshore Inc 200 0 0.00% Put
4 GEEKNET INC 22 0 0.00%
5 VERICEL CORP 7 0 0.00%
6 GRUMA SAB DE CV ADR EACH REPR 4 SER B 3 0 0.00%
7 VICOR CORP COM 32 0 0.00%
8 VIGGLE INC 100 0 0.00%
9 HAWAIIAN TELCOM HOLDCO INC COM 5 0 0.00%
10 VRINGO INC 500 0 0.00% Put
11 GENERAL MTRS CO 300 0 0.00%
12 VTTI ENERGY PARTNERS LP 17 0 0.00%
13 WAFERGEN BIO-SYSTEMS INC 7 0 0.00%
14 HARMONY GOLD MINING CO LTD 125 0 0.00%
15 Handy & Harman Ltd 2 0 0.00%
16 ADVANCED PHOTONIX INC 700 0 0.00%
17 HAMPTON ROADS BANKSHARES INC 164 0 0.00%
18 GIBRALTAR INDS INC COM 15 0 0.00%
19 GIGA TRONICS INC 154 0 0.00%
20 GIGPEAK INC 396 0 0.00%
21 GILAT SATELLITE NETWORKS LTD 12 0 0.00%
22 CHEMICAL FINANCIAL CORPORATION 8 0 0.00%
23 CHEMBIO DIAGNOSTICS INC COM NEW 25 0 0.00%
24 XUNLEI LTD SPONSORED ADR 52 0 0.00%
25 ORIX CORPORATION SPONSORED ADR 5 0 0.00%
26 NUVEEN INT DUR QUAL MUN TRM 25 0 0.00%
27 CHANTICLEER HLDGS INC WT EXP 061117 100 0 0.00%
28 CONTAINER STORE GROUP INC 3 0 0.00%
29 POWER REIT 5 0 0.00%
30 CESCA THERAPEUTICS INC 100 0 0.00%
31 CONTRAVIR PHARMACEUTICALS IN 2 0 0.00%
32 CORENERGY INFRASTRUCTURE 19 0 0.00%
33 PREMIER EXIBITIONS INC 29 0 0.00%
34 PEDEVCO CORP 6 0 0.00%
35 NORTECH SYS INC 20 0 0.00%
36 CELLCOM ISRAEL LTD 100 0 0.00% Call
37 PRO-DEX INC COLO 110 0 0.00%
38 NF ENERGY SAVING CORP 135 0 0.00%
39 C B PHARMA ACQUISITION CORP 1,100 0 0.00%
40 PROSHARES TR 6 0 0.00%
41 CBD ENERGY LTD 105 0 0.00%
42 NEVADA GOLD & CASINOS INC 298 0 0.00%
43 OXBRIDGE RE HLDGS LTD 21 0 0.00%
44 NET ELEMENT INC COM 200 0 0.00%
45 NEONODE INC 47 0 0.00%
46 CARETRUST REIT INC COM 18 0 0.00%
47 YANZHOU COAL MNG CO LTD 39 0 0.00%
48 ONVIA INC 30 0 0.00%
49 NATURAL GAS SERVICES GROUP 10 0 0.00%
50 MULTI FINELINE ELECTRONIX IN 16 0 0.00%
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