| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 90,073 | 277,000 | 70.81% | ||
| 2 | Spark Investment Management LLC | 13,100 | 40,000 | 10.23% | ||
| 3 | Callan Capital, LLC | 10,175 | 31,000 | 7.92% | ||
| 4 | DEUTSCHE BANK AG\ | 5,136 | 15,000 | 3.83% | ||
| 5 | WELLS FARGO & COMPANY/MN | 3,652 | 11,000 | 2.81% | ||
| 6 | Tower Research Capital LLC (TRC) | 938 | 3,000 | 0.77% | ||
| 7 | Vantage Investment Advisors, LLC | 1,000 | 3,000 | 0.77% | ||
| 8 | ROYAL BANK OF CANADA | 493 | 2,000 | 0.51% | ||
| 9 | UBS Group AG | 495 | 2,000 | 0.51% | ||
| 10 | THOMPSON DAVIS & CO., INC. | 493 | 2,000 | 0.51% | ||
| 11 | CapWealth Advisors, LLC | 197 | 1,000 | 0.26% | ||
| 12 | BARCLAYS PLC | 243 | 1,000 | 0.26% | ||
| 13 | Capital Advisors, Ltd. LLC | 177 | 1,000 | 0.26% | ||
| 14 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 246 | 1,000 | 0.26% | ||
| 15 | AMERICAN INTERNATIONAL GROUP, INC. | 283 | 872 | 0.22% | ||
| 16 | BNP PARIBAS FINANCIAL MARKETS | 103 | 317 | 0.08% | ||
| 17 | LUPO SECURITIES, LLC | 19 | 0 | 0.00% | ||
| 18 | CITIGROUP INC | 19 | 0 | 0.00% | ||
| 19 | PNC FINANCIAL SERVICES GROUP, INC. | 31 | 0 | 0.00% | ||
| 20 | BANK OF AMERICA CORP /DE/ | 215 | 0 | 0.00% | ||
| 21 | GUPTA WEALTH MANAGEMENT LLC | 13 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
