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Institutional Investment Manager
HighPoint Advisor Group LLC
HighPoint Advisor Group LLC (CIK: 0001616034), located at 2651 Warrenville Rd, Downers Grove, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 287 holdings with a total value of $284,037,000.
#
Name
Shares
Value ($)
%
Options
Notes
251 REYNOLDS AMERICAN INC 3,828 206,000 0.07%
252 BAKER HUGHES INC 3,364 206,000 0.07%
253 PROSPECT CAPITAL CORPORATION 29,585 205,000 0.07%
254 PROLOGIS INC 4,265 205,000 0.07%
255 GALLAGHER ARTHUR J & CO 3,969 204,000 0.07%
256 TEVA PHARMACEUTICAL INDS LTD 5,240 204,000 0.07%
257 W P CAREY INC 3,562 203,000 0.07%
258 VORNADO REALTY TRUST PFD SER L 5.4 QTRLY CALLABLE 2,112 202,000 0.07%
259 MOBILEYE N V AMSTELVEEN 5,166 200,000 0.07%
260 EBAY INC 6,926 200,000 0.07%
261 FIFTH THIRD BANCORP 7,883 200,000 0.07%
262 SecureWorks Corp. 15,000 188,000 0.07%
263 TIER REIT INC 10,514 167,000 0.06%
264 SPIRIT REALTY CAP INC NEW 15,786 165,000 0.06%
265 RITE AID CORP 21,470 163,000 0.06%
266 ANNALY CAPITAL MANAGEMENT INC 15,996 160,000 0.06%
267 NORDIC AMERICAN TANKERS LIMI 15,900 144,000 0.05%
268 FRONTIER COMMUNICATIONS CORP 34,165 115,000 0.04%
269 CHESAPEAKE ENERGY CORP 19,262 113,000 0.04%
270 SPRINT CORPORATION 13,683 102,000 0.04%
271 PEOPLES SIDNEY FINANCIAL CORP NEW 11,229 97,000 0.03%
272 LLOYDS BANKING GROUP PLC SPONSORED ADR 27,656 83,000 0.03%
273 MFA FINANCIAL INC COM 10,218 76,000 0.03%
274 Fannie Mae 19,810 63,000 0.02%
275 AEMETIS INC NEW 26,826 50,000 0.02%
276 TG THERAPEUTICS INC COM 7,400 43,000 0.02%
277 FORTRESS BIOTECH INC 14,230 35,000 0.01%
278 Freddie Mac 11,000 34,000 0.01%
279 VANGUARD NAT RES LLC COM UNIT 52,706 27,000 0.01%
280 ARENA PHARMACEUTICALS INC 14,049 22,000 0.01%
281 GLOBALSTAR INC 19,190 17,000 0.01%
282 EMERSON RADIO CORP NEW 3/94 18,848 15,000 0.01%
283 LINN CO LLC 15,070 1,000 0.00%
284 CREATIVE EDGE NUTRIT 404,000 1,000 0.00%
285 SARAMA RESOURCE LTD 12,000 1,000 0.00%
286 NEVADA GOLD CORP 55,000 0 0.00%
287 HARTMARX CORP 15,962 0 0.00%
Page 6 of 6

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001616034-16-000008, filed 2016.11.21).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.