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Institutional Investment Manager
NEXT Financial Group, Inc
NEXT Financial Group, Inc (CIK: 0001616654) incorporated in Texas, located at 11740 Katy Freeway, Houston, TX. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 2,465 holdings with a total value of $569,350,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 VANGUARD INDEX FDS 10,205 1,316,000 0.23%
102 CISCO SYS INC 43,472 1,314,000 0.23%
103 BP PLC 34,666 1,296,000 0.23%
104 VANGUARD INDEX FDS 15,704 1,296,000 0.23%
105 MONDELEZ INTL INC 29,206 1,295,000 0.23%
106 VISA INC 15,874 1,238,000 0.22%
107 VANGUARD WORLD FDS 9,177 1,230,000 0.22%
108 CITIGROUPINC 20,392 1,212,000 0.21%
109 ALPS ETF TR 96,146 1,211,000 0.21%
110 WISDOMTREE TR 12,829 1,211,000 0.21%
111 CVS HEALTH CORP 14,809 1,169,000 0.21%
112 PHILLIPS 66 13,446 1,162,000 0.20%
113 VANGUARD INDEX FDS 9,583 1,160,000 0.20%
114 ISHARES TR 22,157 1,136,000 0.20%
115 SELECT SECTOR SPDR TR 13,920 1,133,000 0.20%
116 ISHARES TR 18,444 1,129,000 0.20%
117 LOCKHEED MARTIN CORP 4,499 1,124,000 0.20%
118 VANGUARD INDEX FDS 8,497 1,119,000 0.20%
119 VANGUARD INTL EQUITY INDEX F 30,829 1,103,000 0.19%
120 BANC OF CALIFORNIA INC COM 63,197 1,096,000 0.19%
121 ISHARES TR 4,126 1,095,000 0.19%
122 FEDEX CORP 5,834 1,086,000 0.19%
123 METLIFE INC 19,974 1,076,000 0.19%
124 STRYKER CORP 8,950 1,072,000 0.19%
125 C H ROBINSON WORLDWIDE INC 14,597 1,069,000 0.19%
126 EATON VANCE TX ADV GLBL DIV 75,089 1,057,000 0.19%
127 GENERAL MLS INC 16,942 1,047,000 0.18%
128 ISHARES 20 YEAR TREASURY BOND ETF 8,767 1,044,000 0.18%
129 VANGUARD INDEX FDS 10,202 1,044,000 0.18%
130 GENERAL MTRS CO 29,450 1,026,000 0.18%
131 ISHARES TR 7,587 1,023,000 0.18%
132 SPDR INDEX SHS FDS 30,046 1,005,000 0.18%
133 TESLA INC 4,694 1,003,000 0.18%
134 ISHARES COHEN & STEERS REIT ETF 9,837 980,000 0.17%
135 SELECT SECTOR SPDR TR 20,177 976,000 0.17%
136 ISHARES 7-10 YEAR TREASURY BOND ETF 9,315 976,000 0.17%
137 VANGUARD SCOTTSDALE FDS 12,288 975,000 0.17%
138 SELECT SECTOR SPDR TR 12,771 962,000 0.17%
139 ISHARES TR 5,244 956,000 0.17%
140 KINDER MORGAN INC DEL 45,989 952,000 0.17%
141 QUALCOMM INC 14,572 950,000 0.17%
142 ZIONS BANCORPORATION 22,036 948,000 0.17%
143 GILEAD SCIENCES INC 13,215 946,000 0.17%
144 SUNCOKE ENERGY PARTNERS L P 48,295 930,000 0.16%
145 DOW CHEM CO 15,903 910,000 0.16%
146 ISHARES TR 5,075 908,000 0.16%
147 ISHARES TR 11,774 906,000 0.16%
148 MEDTRONIC PLC 12,277 875,000 0.15%
149 ANNALY CAP MGMT INC 87,471 872,000 0.15%
150 ISHARES TR 5,989 870,000 0.15%
Page 3 of 50

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001420506-17-000066, filed 2017.02.02).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.