| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 3,701,285 | 71,250,000 | 39.71% | ||
| 2 | KAYNE ANDERSON CAPITAL ADVISORS LP | 742,538 | 14,293,000 | 7.97% | ||
| 3 | CREDIT SUISSE AG/ | 518,370 | 9,978,000 | 5.56% | ||
| 4 | GLG Partners LP | 448,520 | 8,634,000 | 4.81% | ||
| 5 | OMERS ADMINISTRATION Corp | 386,900 | 7,448,000 | 4.15% | ||
| 6 | DEUTSCHE BANK AG\ | 371,566 | 7,152,000 | 3.99% | ||
| 7 | FIRST TRUST CAPITAL MANAGEMENT L.P. | 318,929 | 6,139,000 | 3.42% | ||
| 8 | VERTEX ONE ASSET MANAGEMENT INC. | 311,530 | 5,997,000 | 3.34% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 303,218 | 5,837,000 | 3.25% | ||
| 10 | GENDELL JEFFREY L | 240,112 | 4,622,000 | 2.58% | ||
| 11 | ACADIAN ASSET MANAGEMENT LLC | 231,808 | 4,462,000 | 2.49% | ||
| 12 | TOCQUEVILLE ASSET MANAGEMENT L.P. | 185,844 | 3,577,000 | 1.99% | ||
| 13 | VAN ECK ASSOCIATES CORP | 183,553 | 3,533,000 | 1.97% | ||
| 14 | GOLDMAN SACHS GROUP INC | 181,982 | 3,503,000 | 1.95% | ||
| 15 | Rafferty Asset Management, LLC | 148,709 | 2,863,000 | 1.60% | ||
| 16 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 114,500 | 2,204,000 | 1.23% | Call | |
| 17 | ALLIANCEBERNSTEIN L.P. | 107,983 | 2,079,000 | 1.16% | ||
| 18 | MARSHALL WACE, LLP | 83,540 | 1,608,000 | 0.90% | ||
| 19 | BARCLAYS PLC | 81,424 | 1,567,000 | 0.87% | ||
| 20 | RENAISSANCE TECHNOLOGIES LLC | 61,086 | 1,176,000 | 0.66% | ||
| 21 | Arrow Investment Advisors, LLC | 58,852 | 1,133,000 | 0.63% | ||
| 22 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 58,100 | 1,118,000 | 0.62% | ||
| 23 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 53,600 | 1,032,000 | 0.58% | Put | |
| 24 | NEXT Financial Group, Inc | 48,295 | 930,000 | 0.52% | ||
| 25 | ING GROEP NV | 43,141 | 852,000 | 0.47% | ||
| 26 | Spot Trading L.L.C | 36,600 | 705,000 | 0.39% | Call | |
| 27 | Cetera Advisor Networks LLC | 33,859 | 651,000 | 0.36% | ||
| 28 | ALPS ADVISORS INC | 29,634 | 570,000 | 0.32% | ||
| 29 | Invesco Ltd. | 28,304 | 545,000 | 0.30% | ||
| 30 | Gilman Hill Asset Management, LLC | 25,701 | 495,000 | 0.28% | ||
| 31 | BANK OF AMERICA CORP /DE/ | 22,414 | 432,000 | 0.24% | ||
| 32 | GSA CAPITAL PARTNERS LLP | 20,722 | 399,000 | 0.22% | ||
| 33 | WOLVERINE TRADING LP /BD | 18,300 | 352,000 | 0.20% | Call | |
| 34 | LPL Financial LLC | 16,819 | 330,000 | 0.18% | ||
| 35 | CITIGROUP INC | 13,005 | 250,000 | 0.14% | ||
| 36 | ACROSPIRE INVESTMENT MANAGEMENT LLC | 11,611 | 224,000 | 0.12% | ||
| 37 | PEAK6 Group LLC | 10,700 | 206,000 | 0.11% | Put | |
| 38 | SPHINX TRADING, LP | 10,000 | 193,000 | 0.11% | ||
| 39 | CUTLER GROUP LLC / CA | 9,928 | 191,000 | 0.11% | ||
| 40 | WELLS FARGO & COMPANY/MN | 6,493 | 125,000 | 0.07% | ||
| 41 | Global X Management CO LLC | 6,077 | 117,000 | 0.07% | ||
| 42 | MASSEY QUICK SIMON & CO., LLC | 5,860 | 113,000 | 0.06% | ||
| 43 | GROUP ONE TRADING LLC | 5,327 | 103,000 | 0.06% | ||
| 44 | JPMORGAN CHASE & CO | 5,000 | 96,000 | 0.05% | ||
| 45 | UBS Group AG | 4,306 | 83,000 | 0.05% | ||
| 46 | PEAK6 Group LLC | 4,039 | 78,000 | 0.04% | ||
| 47 | Walleye Trading LLC | 2,250 | 43,000 | 0.02% | ||
| 48 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1,815 | 35,000 | 0.02% | ||
| 49 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,250 | 24,000 | 0.01% | ||
| 50 | ROYAL BANK OF CANADA | 950 | 19,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
