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Institutional Investment Manager
NEXT Financial Group, Inc
NEXT Financial Group, Inc (CIK: 0001616654) incorporated in Texas, located at 11740 Katy Freeway, Houston, TX. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 2,465 holdings with a total value of $569,350,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 UNITED TECHNOLOGIES CORP 19,728 2,163,000 0.38%
52 VANGUARD WORLD FDS 16,727 2,152,000 0.38%
53 CHICAGO BRIDGE & IRON CO N V 67,671 2,149,000 0.38%
54 ISHARES TR 47,335 2,148,000 0.38%
55 ALPHABET INC 2,645 2,096,000 0.37%
56 PEPSICO INC 19,950 2,087,000 0.37%
57 WAL-MART STORES INC 29,627 2,048,000 0.36%
58 3M CO 11,373 2,031,000 0.36%
59 WELLS FARGO & CO NEW 36,420 2,007,000 0.35%
60 SELECT SECTOR SPDR TR 84,627 1,968,000 0.35%
61 BRISTOL MYERS SQUIBB CO 32,203 1,882,000 0.33%
62 AMERICAN EXPRESS CO 24,985 1,851,000 0.33%
63 LILLY ELI & CO 24,967 1,836,000 0.32%
64 BANK NEW YORK MELLON CORP 38,314 1,815,000 0.32%
65 VANGUARD BD INDEX FDS 22,449 1,814,000 0.32%
66 LAKELAND BANCORP INC COM 92,645 1,807,000 0.32%
67 ISHARES TR 13,083 1,799,000 0.32%
68 VANGUARD TAX-MANAGED FDS 47,970 1,753,000 0.31%
69 ROYAL DUTCH SHELL PLC 30,239 1,753,000 0.31%
70 CONSOLIDATED EDISON INC 23,677 1,744,000 0.31%
71 POWERSHARES ETF TR II 41,805 1,738,000 0.31%
72 AMERICAN ELEC PWR INC 27,500 1,731,000 0.30%
73 VANGUARD WORLD FD 13,222 1,676,000 0.29%
74 HONEYWELL INTL INC 14,235 1,649,000 0.29%
75 KRAFT HEINZ CO 18,820 1,643,000 0.29%
76 ISHARES TR 13,459 1,639,000 0.29%
77 ABBVIE INC 25,776 1,614,000 0.28%
78 FIRST TR VALUE LINE DIVID INSHS 57,419 1,609,000 0.28%
79 INTERNATIONAL BUSINESS MACHS 9,665 1,604,000 0.28%
80 SELECT SECTOR SPDR TR 25,542 1,589,000 0.28%
81 PIMCO ETF TR 15,224 1,585,000 0.28%
82 CSX CORP 42,415 1,524,000 0.27%
83 STARBUCKS CORP 27,408 1,522,000 0.27%
84 CATERPILLAR INC 16,318 1,513,000 0.27%
85 DUKE ENERGY CORP NEW 19,459 1,510,000 0.27%
86 SEI INVESTMENTS CO 30,272 1,494,000 0.26%
87 ELECTRONIC ARTS INC 18,702 1,473,000 0.26%
88 WALGREENS BOOTS ALLIANCE INC 17,763 1,470,000 0.26%
89 WISDOMTREE TR 29,426 1,458,000 0.26%
90 VANGUARD WORLD FD 11,971 1,454,000 0.26%
91 CONOCOPHILLIPS 28,861 1,447,000 0.25%
92 MASTERCARD INCORPORATED 13,787 1,424,000 0.25%
93 PHILIP MORRIS INTL INC 15,464 1,415,000 0.25%
94 ISHARES TR 24,174 1,396,000 0.25%
95 KIMBERLY CLARK CORP 12,231 1,396,000 0.25%
96 ISHARES TR 13,304 1,349,000 0.24%
97 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 15,468 1,339,000 0.24%
98 VANGUARD BD INDEX FDS 16,757 1,331,000 0.23%
99 AMERICAN TOWER CORP NEW 12,584 1,330,000 0.23%
100 HALLIBURTON CO 24,508 1,326,000 0.23%
Page 2 of 50

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001420506-17-000066, filed 2017.02.02).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.