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Institutional Investment Manager
VERTEX CAPITAL ADVISORS, LLC
VERTEX CAPITAL ADVISORS, LLC (CIK: 0001619125). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 21 holdings with a total value of $158,435,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 IMMERSION CORP 2,323,106 24,694,000 15.59%
2 QUANTUM CORP COM DSSG 29,531,722 24,573,000 15.51%
3 YUME INC COM 5,492,596 19,663,000 12.41%
4 CYPRESS SEMICONDUCTRCORP 1,331,968 15,237,000 9.62%
5 NUMEREX CORP PA 1,881,394 13,922,000 8.79%
6 MAXWELL TECHNOLOGIES INC 2,527,725 12,941,000 8.17%
7 COHU INC COM 774,637 10,767,000 6.80%
8 SEACHANGE INTERNATIONAL INCORPORATED 3,271,550 7,524,000 4.75%
9 DRIVE SHACK INC 1,527,160 5,742,000 3.62%
10 MATTERSIGHT CORP COM 1,252,381 4,633,000 2.92%
11 PC-TEL INC 550,506 2,961,000 1.87%
12 SUPPORT COM INC 3,250,595 2,795,000 1.76%
13 HARTE-HANKS INC 1,515,020 2,287,000 1.44%
14 Nimble Storage 245,904 1,947,000 1.23%
15 INFINERA CORPORATION COM 225,000 1,910,000 1.21%
16 SHORETEL INC 259,000 1,851,000 1.17%
17 MITEL NETWORKS CORP 247,000 1,679,000 1.06%
18 RIGHTSIDE GROUP LTD COM 137,640 1,138,000 0.72%
19 Marchex Inc 379,396 1,005,000 0.63%
20 EXTREME NETWORKS INC COM 157,785 793,000 0.50%
21 IEC ELECTRS CORP NEW COM 104,651 373,000 0.24%

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-17-006689, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.