Dark
Light
System
Institutional Investment Manager
Evanson Asset Management, LLC
Evanson Asset Management, LLC (CIK: 0001626379) incorporated in California, located at 3483 Greenfield Place, Carmel, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Portfolio Summary: 205 holdings with a total value of $266,538,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 Alcatel Lucent Adr 12,779 47,000 0.02%
202 UNILIFE CORP 43,355 42,000 0.02%
203 Vical Inc 63,040 29,000 0.01%
204 CORBUS PHARMACEUTICALS HLDGS 10,000 16,000 0.01%
205 NORTH ATLANTIC DRILLING LTD 10,000 8,000 0.00%
Page 5 of 5

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-15-002176, filed 2015.11.06).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.