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Institutional Investment Manager
Ironwood Financial, llc
Ironwood Financial, llc (CIK: 0001630360) incorporated in Arizona, located at 1926 E Ft. Lowell Road, Tucson, AZ. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 288 holdings with a total value of $139,527,000.
#
Name
Shares
Value ($)
%
Options
Notes
251 PEPSICO INC 15 2,000 0.00%
252 3-D SYS CORP DEL 110 2,000 0.00%
253 SHIRE PLC 10 2,000 0.00%
254 PROSHARES TR 65 2,000 0.00%
255 ISHARES TR 48 2,000 0.00%
256 SPDR MSCI ACWI ETF 16 1,000 0.00%
257 ALTRIA GROUP INC 15 1,000 0.00%
258 CHARTER COMMUNICATIONS INC N 3 1,000 0.00%
259 SOUTHERN CO 12 1,000 0.00%
260 BLACKSTONE GROUP L P 50 1,000 0.00%
261 PENGROWTH ENERGY CORP 377 1,000 0.00%
262 NAVIOS MARITIME PARTNERS L P 500 1,000 0.00%
263 ISHARES TR 17 1,000 0.00%
264 NORDIC AMERICAN TANKERS LIMI 50 1,000 0.00%
265 DIREXION SHS ETF TR 36 1,000 0.00%
266 TALEN ENERGY CORP COM 71 1,000 0.00%
267 MGM RESORTS INTERNATIONAL 14 0 0.00%
268 GLOBALSCAPE INC 35 0 0.00%
269 CHUNGHWA TELECOM CO LTD 13 0 0.00%
270 RMR GROUP INC 1 0 0.00%
271 UNION PAC CORP 4 0 0.00%
272 FLY LEASING LIMITED SPONSORED ADR 40 0 0.00%
273 ODYSSEY MARINE EXPLORATION I 7 0 0.00%
274 PENN WEST PETE LTD NEW 120 0 0.00%
275 COMMUNITY HEALTH SYS INC NEW 27 0 0.00%
276 PACWEST BANCORP DEL COM 7 0 0.00%
277 YINGLI GREEN ENERGY HLDG CO 1 0 0.00%
278 AMERICAN INTL GROUP INC 5 0 0.00%
279 GAP 2 0 0.00%
280 FRONTIER COMMUNICATIONS CORP 47 0 0.00%
281 QUORUM HEALTH CORP 6 0 0.00%
282 ZIOPHARM ONCOLOGY INC 40 0 0.00%
283 NEWS CORP CL A 9 0 0.00%
284 FITBIT INC 30 0 0.00%
285 RAPTOR PHARMACEUTICAL CORP 55 0 0.00%
286 GLOBAL X FDS 13 0 0.00%
287 PJT PARTNERS INC 1 0 0.00%
288 BROOKFIELD HIGH INCOME FD IN 53 0 0.00%
Page 6 of 6

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001630360-16-000012, filed 2016.11.03).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.