Dark
Light
System
Institutional Investment Manager
NorthRock Partners, LLC
NorthRock Partners, LLC (CIK: 0001632097) incorporated in Minnesota, located at 225 South 6th Street, Minneapolis, MN. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 51 holdings with a total value of $233,741,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 NEURALSTEM INC COM 36,000 12,000 0.01%
Page 2 of 2

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004839, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.