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Institutional Investment Manager
PROSPECT CAPITAL ADVISORS, LLC
PROSPECT CAPITAL ADVISORS, LLC (CIK: 0001632368). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 25 holdings with a total value of $137,516,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 GRAND CANYON ED INC 305,250 12,329,000 8.97%
2 WAGEWORKS INC COM 140,250 8,543,000 6.21%
3 TELENAV INC COM 1,477,100 8,464,000 6.15%
4 COOPER STD HLDGS INC COM 82,400 8,141,000 5.92%
5 MeetMe, Inc. 1,288,000 7,986,000 5.81%
6 CUTERA INC COM 649,350 7,740,000 5.63%
7 8X8 INC NEW COM 483,500 7,460,000 5.42%
8 FIVE9 INC 459,300 7,202,000 5.24%
9 OSI SYSTEMS INC COM 90,900 5,943,000 4.32%
10 AMERICAN TOWER CORP NEW 52,128 5,908,000 4.30%
11 TRUECAR INC 592,350 5,592,000 4.07%
12 ALLIANCE DATA SYSTEM 25,415 5,452,000 3.96%
13 TRINITY BIOTECH PLC ADR SPONSORED 409,400 5,412,000 3.94%
14 STAMPS COM INC COM NEW 56,000 5,293,000 3.85%
15 LIFELOCK INC 291,000 4,924,000 3.58%
16 NATIONAL CINEMEDIA INC 314,850 4,635,000 3.37%
17 REGAL ENTMT GROUP 211,500 4,600,000 3.35%
18 ATLAS FINANCIAL HOLDINGS INC SHS NEW 285,100 4,496,000 3.27%
19 CARROLS RESTAURANT GROUP INC 266,650 3,522,000 2.56%
20 XCERRA CORP COM 529,690 3,210,000 2.33%
21 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 54,316 2,813,000 2.05%
22 Inventure Foods Inc 279,900 2,631,000 1.91%
23 TESLA INC 9,650 1,969,000 1.43%
24 POOL CORPORATION 19,703 1,862,000 1.35%
25 CARBONITE INC 90,400 1,389,000 1.01%

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001144204-16-133941, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.