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Institutional Investment Manager
MISSION WEALTH MANAGEMENT, LLC
MISSION WEALTH MANAGEMENT, LLC (CIK: 0001645382). Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Original 13F HR (0001085146-16-003151) filed in 2016.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 QUANTUM CORP COM DSSG 18,035 17 0.00%
2 SYNTHETIC BIOLOGICS INCORPORATED 23,180 53 0.01%
3 IPATH S&P GSCI TOTAL RETURN INDEX ETN 77,875 78 0.02%
4 EATON VANCE TAX MANAGED DIVE 12,499 140 0.04%
5 BANCO SANTANDER SA 29,364 143 0.04%
6 ZIOPHARM ONCOLOGY INC 19,960 166 0.05%
7 Lloyds Banking Group Plc 40,883 178 0.05%
8 SANOFI 4,712 201 0.06%
9 VANGUARD INDEX FDS 2,402 201 0.06%
10 NOVO-NORDISK A S 3,476 202 0.06%
11 ISHARES TR 2,000 204 0.06%
12 UNITED TECHNOLOGIES CORP 2,173 209 0.06%
13 LILLY ELI & CO 2,493 210 0.06%
14 SCHLUMBERGER LTD 3,042 212 0.06%
15 ABBOTT LABS 4,765 214 0.06%
16 BAXTER INTL INC 5,713 218 0.06%
17 CARDINAL HEALTH INC 2,446 218 0.06%
18 WESTPAC BKG CORP 9,054 219 0.06%
19 BAXALTA INC COM 5,693 222 0.06%
20 GENUINE PARTS CO 2,588 222 0.06%
21 MITSUBISHI UFJ FINL GROUP INCORPORATED SPONSORED ADR 35,849 223 0.06%
22 BP PLC 7,150 224 0.06%
23 UNITEDHEALTH GROUP INC 1,960 231 0.07%
24 GLAXOSMITHKLINE PLC 5,780 233 0.07%
25 ASTRAZENECA PLC 6,934 235 0.07%
26 VISA INC 3,074 238 0.07%
27 EATON VANCE TAX-MANAGED GLOBAL COM 27,214 241 0.07%
28 CLOROX CO DEL 1,906 242 0.07%
29 VERIZON COMMUNICATIONS INC 5,260 243 0.07%
30 EQUIFAX INC 2,262 252 0.07%
31 AMERICAN EXPRESS CO 3,695 257 0.07%
32 TOYOTA MOTOR CORP 2,098 258 0.07%
33 VANGUARD INTL EQUITY INDEX F 4,566 259 0.07%
34 ALLERGAN PLC 839 262 0.07%
35 NOVARTIS A G 3,059 263 0.07%
36 SPDR SERIES TRUST 5,300 267 0.08%
37 ROSS STORES INC 5,060 272 0.08%
38 ORACLE CORP 7,613 278 0.08%
39 VANGUARD INDEX FDS 2,353 286 0.08%
40 UNION PAC CORP 3,671 287 0.08%
41 VODAFONE GROUP PLC NEW 9,262 299 0.08%
42 WAL-MART STORES INC 5,005 307 0.09%
43 LOWES COS INC 4,103 312 0.09%
44 ROYAL DUTCH SHELL PLC 6,977 319 0.09%
45 SOUTHERN CO 6,882 322 0.09%
46 CUMMINS INC 3,676 324 0.09%
47 QUALCOMM INC 6,566 328 0.09%
48 SCHWAB CHARLES CORP 10,445 344 0.10%
49 VANGUARD INDEX FDS 1,862 348 0.10%
50 SCHWAB U.S. LARGE-CAP ETF 7,180 349 0.10%
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