| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Third Security, LLC | 13,238,268 | 30,315,000 | 42.95% | ||
| 2 | MSD Partners, L.P. | 4,208,500 | 9,637,000 | 13.65% | ||
| 3 | Knoll Capital Management, LLC | 3,734,149 | 8,551,000 | 12.11% | ||
| 4 | VANGUARD GROUP INC | 2,428,493 | 5,561,000 | 7.88% | ||
| 5 | BLAIR WILLIAM & CO/IL | 2,320,855 | 5,314,000 | 7.53% | ||
| 6 | BlackRock Institutional Trust Company, N.A. | 1,157,226 | 2,650,000 | 3.75% | ||
| 7 | NORGES BANK | 466,839 | 1,069,000 | 1.51% | ||
| 8 | GEODE CAPITAL MANAGEMENT, LLC | 355,073 | 813,000 | 1.15% | ||
| 9 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 234,113 | 536,000 | 0.76% | ||
| 10 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 227,205 | 520,000 | 0.74% | ||
| 11 | Virtu KCG Holdings LLC | 158,231 | 362,000 | 0.51% | ||
| 12 | BlackRock Fund Advisors | 153,604 | 352,000 | 0.50% | ||
| 13 | EDMOND DE ROTHSCHILD HOLDING S.A. | 150,000 | 344,000 | 0.49% | ||
| 14 | EDMOND DE ROTHSCHILD (SUISSE) S.A. | 150,000 | 344,000 | 0.49% | ||
| 15 | IFP ADVISORS, INC | 130,000 | 298,000 | 0.42% | ||
| 16 | DEUTSCHE BANK AG\ | 130,531 | 298,000 | 0.42% | ||
| 17 | MORGAN STANLEY | 122,000 | 279,000 | 0.40% | ||
| 18 | NORTHERN TRUST CORP | 107,914 | 247,000 | 0.35% | ||
| 19 | BARD ASSOCIATES INC | 107,899 | 247,000 | 0.35% | ||
| 20 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 100,350 | 230,000 | 0.33% | ||
| 21 | REGIONS FINANCIAL CORP | 100,000 | 229,000 | 0.32% | ||
| 22 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | 85,330 | 195,000 | 0.28% | ||
| 23 | Bank of New York Mellon Corp | 82,138 | 188,000 | 0.27% | ||
| 24 | Cambridge Investment Research Advisors, Inc. | 78,900 | 181,000 | 0.26% | ||
| 25 | Bluefin Trading, LLC | 75,468 | 173,000 | 0.25% | ||
| 26 | MILLENNIUM MANAGEMENT LLC | 63,412 | 145,000 | 0.21% | ||
| 27 | WELLS FARGO & COMPANY/MN | 63,163 | 145,000 | 0.21% | ||
| 28 | CREDIT SUISSE AG/ | 61,383 | 141,000 | 0.20% | ||
| 29 | UBS Group AG | 60,330 | 138,000 | 0.20% | ||
| 30 | STATE STREET CORP | 53,634 | 123,000 | 0.17% | ||
| 31 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 50,000 | 115,000 | 0.16% | ||
| 32 | HighTower Advisors, LLC | 44,001 | 102,000 | 0.14% | ||
| 33 | M&T BANK CORP | 36,451 | 83,000 | 0.12% | ||
| 34 | Creative Planning | 33,500 | 77,000 | 0.11% | ||
| 35 | JANE STREET GROUP, LLC | 27,735 | 64,000 | 0.09% | ||
| 36 | STIFEL FINANCIAL CORP | 26,000 | 60,000 | 0.08% | ||
| 37 | GOLDMAN SACHS GROUP INC | 25,015 | 57,000 | 0.08% | ||
| 38 | HAMILTON LANE ADVISORS LLC | 23,855 | 55,000 | 0.08% | ||
| 39 | MISSION WEALTH MANAGEMENT, LLC | 23,180 | 53,000 | 0.08% | ||
| 40 | WEDBUSH SECURITIES INC | 22,000 | 50,000 | 0.07% | ||
| 41 | THOMPSON DAVIS & CO., INC. | 20,000 | 46,000 | 0.07% | ||
| 42 | BLACKROCK ADVISORS LLC | 13,497 | 31,000 | 0.04% | ||
| 43 | BANK OF AMERICA CORP /DE/ | 12,586 | 29,000 | 0.04% | ||
| 44 | GUGGENHEIM CAPITAL LLC | 12,685 | 29,000 | 0.04% | ||
| 45 | BlackRock Investment Management, LLC | 10,781 | 25,000 | 0.04% | ||
| 46 | ROYAL BANK OF CANADA | 10,500 | 24,000 | 0.03% | ||
| 47 | Fisher Asset Management, LLC | 10,500 | 24,000 | 0.03% | ||
| 48 | CORRADO ADVISORS, LLC | 10,000 | 23,000 | 0.03% | ||
| 49 | TCI Wealth Advisors, Inc. | 5,000 | 11,000 | 0.02% | ||
| 50 | MSI Financial Services Inc | 1,333 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
