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Institutional Investment Manager
NWAM LLC
NWAM LLC (CIK: 0001655006) incorporated in Washington, located at 2835 82nd Ave Se, Mercer Island, WA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 259 holdings with a total value of $245,117,000.
#
Name
Shares
Value ($)
%
Options
Notes
251 NEWCASTLE INVT CORP 12,471 51,000 0.02%
252 WESTPORT FUEL SYSTEMS INC 24,050 48,000 0.02%
253 PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 13,855 47,000 0.02%
254 UQM TECHNOLOGIES INC COM 46,213 31,000 0.01%
255 OCULUS INNOVATIVE SCIENCES I 24,000 28,000 0.01%
256 FX ENERGY INC 19,400 22,000 0.01%
257 KINDER MORGAN INC DEL 18,000 7,000 0.00% Call
258 U.S. GEOTHERMAL INC 10,000 6,000 0.00%
259 RARE ELEMENT RES LTD 10,000 2,000 0.00%
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Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-003144, filed 2016.02.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.