Dark
Light
System
Security
OCULUS INNOVATIVE SCIENCES I
OCULUS INNOVATIVE SCIENCES I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 23 Institutional holders with a total value of $1,816,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BARD ASSOCIATES INC 581,126 668,000 36.78%
2 VANGUARD GROUP INC 469,847 541,000 29.79%
3 BlackRock Institutional Trust Company, N.A. 127,617 147,000 8.09%
4 B. Riley Wealth Advisors, Inc. 118,553 137,000 7.54%
5 GOLDMAN SACHS GROUP INC 68,354 79,000 4.35%
6 GEODE CAPITAL MANAGEMENT, LLC 67,192 77,000 4.24%
7 WADE G W & INC 45,000 52,000 2.86%
8 CITADEL ADVISORS LLC 27,495 32,000 1.76%
9 NWAM LLC 24,000 28,000 1.54%
10 NORTHERN TRUST CORP 19,233 22,000 1.21%
11 BANK OF AMERICA CORP /DE/ 6,900 8,000 0.44%
12 WELLS FARGO & COMPANY/MN 6,371 7,000 0.39%
13 BlackRock Fund Advisors 3,280 4,000 0.22%
14 BANK OF MONTREAL /CAN/ 2,820 3,000 0.17%
15 MORGAN STANLEY 2,760 3,000 0.17%
16 Johnson Financial Group, Inc. 1,571 2,000 0.11%
17 UBS Group AG 1,856 2,000 0.11%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 842 1,000 0.06%
19 Creative Planning 1,000 1,000 0.06%
20 MSI Financial Services Inc 442 1,000 0.06%
21 BRONFMAN E.L. ROTHSCHILD, L.P. 785 1,000 0.06%
22 CITIGROUP INC 509 0 0.00%
23 Allworth Financial LP 314 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.