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Institutional Investment Manager
Klingman & Associates, LLC
Klingman & Associates, LLC (CIK: 0001662449) incorporated in New York, located at 120 West 45th Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001606587-17-000275) filed in 2017.05.04
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 1,617 240 0.07%
2 ISHARES TR 2,097 228 0.06%
3 ISHARES 7-10 YEAR TREASURY BOND ETF 2,283 241 0.07%
4 CURRENCYSHARES EURO TR 2,401 248 0.07%
5 PHILIP MORRIS INTL INC 2,442 276 0.08%
6 HONEYWELL INTL INC 2,494 311 0.09%
7 ISHARES TR 2,551 477 0.13%
8 VANGUARD INDEX FDS 2,770 386 0.11%
9 PROCTER AND GAMBLE CO 2,843 255 0.07%
10 HERSHEY CO 3,200 350 0.10%
11 VANGUARD INDEX FDS 3,250 325 0.09%
12 APPLE INC 3,260 468 0.13%
13 BERKSHIRE HATHAWAY INC DEL 3,267 547 0.15%
14 ISHARES TR 3,600 409 0.11%
15 JOHNSON & JOHNSON 3,639 453 0.13%
16 ISHARES TR 3,772 434 0.12%
17 CITIGROUPINC 3,897 233 0.06%
18 ALTRIA GROUP INC 3,923 280 0.08%
19 VANGUARD INTL EQUITY INDEX F 4,000 213 0.06%
20 ISHARES TR 4,000 203 0.06%
21 DISNEY WALT CO 4,002 454 0.13%
22 ABBVIE INC 4,070 265 0.07%
23 MERCK & CO INC 4,232 269 0.07%
24 ISHARES TR 4,400 602 0.17%
25 JPMORGAN CHASE & CO 4,423 389 0.11%
26 VANGUARD INDEX FDS 4,425 590 0.16%
27 VERIZON COMMUNICATIONS INC 4,575 223 0.06%
28 ISHARES TR 5,068 577 0.16%
29 POWERSHARES ETF TR II 5,250 210 0.06%
30 VANGUARD WHITEHALL FDS 5,619 436 0.12%
31 PEPSICO INC 5,736 642 0.18%
32 SPDR SERIES TRUST 6,000 329 0.09%
33 RYDEX ETF TRUST 6,652 604 0.17%
34 ISHARES TRUST S&P 100 ETF 6,880 720 0.20%
35 MICROSOFT CORP 8,192 540 0.15%
36 SPDR INDEX SHS FDS 8,860 402 0.11%
37 VANGUARD INDEX FDS 8,978 1,089 0.30%
38 VANGUARD SPECIALIZED FUNDS 9,443 849 0.24%
39 ROYAL BK CDA MONTREAL QUE 9,506 693 0.19%
40 DBX ETF TR 10,042 297 0.08%
41 NUVEEN ENERGY MLP TOTL RTRNF 10,573 144 0.04% PRN
42 BARINGS CORPORATE INVS 10,703 163 0.05%
43 COHEN STEERS TOTAL RETURN 10,930 135 0.04%
44 OPPENHEIMER REV WEIGHTD ETF 11,296 750 0.21%
45 POWERSHARES ETF TR II 12,000 351 0.10%
46 PIMCO ETF TR 12,979 1,319 0.37%
47 ISHARES MSCI EAFE SMALL CAP IDX FD 13,055 707 0.20%
48 SCHWAB EMERGING MARKETS EQUITY ETF 13,152 315 0.09%
49 SPDR INDEX SHS FDS 13,541 506 0.14%
50 FIRST TR EXCHANGE TRADED FD 13,696 347 0.10%
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