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Institutional Investment Manager
Klingman & Associates, LLC
Klingman & Associates, LLC (CIK: 0001662449) incorporated in New York, located at 120 West 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001606587-16-000698) filed in 2016.08.04
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 155,980 32,674 10.57%
2 ISHARES TR 152,875 32,180 10.41%
3 JPMORGAN CHASE & CO 884,212 28,127 9.10%
4 SPDR SER TR 254,979 21,398 6.92%
5 POWERSHARES N/C 6/4/18 46137V613 185,161 16,761 5.42%
6 SPDR S&P MIDCAP 400 ETF TR 55,190 15,024 4.86%
7 ISHARES TR 128,084 14,944 4.83%
8 CREDIT SUISSE NASSAU BRH 690,797 14,700 4.75%
9 ISHARES TR 80,135 11,971 3.87%
10 ISHARES TR 294,431 8,430 2.73%
11 ISHARES TR 59,121 6,870 2.22%
12 VANGUARD INDEX FDS 70,996 6,295 2.04%
13 POWERSHARES N/C 6/4/18 46138E354 125,657 5,376 1.74%
14 OPPENHEIMER REV WEIGHTED ETF 119,972 4,890 1.58%
15 CLEARBRIDGE ENERGY MLP FD INCORPORATED 305,368 4,865 1.57%
16 ISHARES TR 39,275 4,516 1.46%
17 ISHARES TR 92,313 4,266 1.38%
18 ISHARES TR 48,011 4,094 1.32%
19 PJT PARTNERS INC 160,000 3,680 1.19%
20 ISHARES TR 46,995 2,623 0.85%
21 VANGUARD INDEX FDS 24,000 2,572 0.83%
22 ISHARES RUSSELL 1000 ETF 21,323 2,492 0.81%
23 VANGUARD MALVERN FDS 49,744 2,461 0.80%
24 ISHARES TR 28,370 1,883 0.61%
25 ISHARES TR 45,596 1,819 0.59%
26 FIRST TR SR FLG RTE INCM FD 139,762 1,796 0.58%
27 ISHARES TR 21,667 1,780 0.58%
28 GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF 128,549 1,775 0.57%
29 CITIZENS FINL GROUP INC 84,500 1,688 0.55%
30 VANGUARD INTL EQUITY INDEX F 38,824 1,664 0.54%
31 ROYAL BK CDA MONTREAL QUE 26,355 1,557 0.50%
32 EXXON MOBIL CORP 14,845 1,392 0.45%
33 JPMORGAN CHASE & CO 22,078 1,372 0.44%
34 VANGUARD INTL EQUITY INDEX F 36,671 1,292 0.42%
35 BLACKROCK FLOATING RATE INCO 88,863 1,169 0.38%
36 GENERAL ELECTRIC CO 32,257 1,015 0.33%
37 VANGUARD TAX-MANAGED FDS 25,065 886 0.29%
38 OPPENHEIMER REV WEIGHTED ETF 17,664 843 0.27%
39 WISDOMTREE TR 23,255 824 0.27%
40 VANGUARD SPECIALIZED FUNDS 9,414 784 0.25%
41 SPDR INDEX SHS FDS 17,645 731 0.24%
42 WESTERN ASSET EMERGING MKTS 46,782 720 0.23%
43 PowerShares S&P Intl Dev Low Vol 22,600 676 0.22%
44 PFIZER INC 18,860 664 0.21%
45 ISHARES TR S&P 100 ETF 6,929 644 0.21%
46 ISHARES MSCI EAFE SMALL CAP IDX FD 13,229 638 0.21%
47 VANGUARD INDEX FDS 5,445 630 0.20%
48 POWERSHARES ETF TR II 25,335 629 0.20%
49 OPPENHEIMER REV WEIGHTED ETF T SMALL CAP REV ET 11,296 622 0.20%
50 CALAMOS CONV & HIGH INCOME F 53,871 572 0.19%
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