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Institutional Investment Manager
Klingman & Associates, LLC
Klingman & Associates, LLC (CIK: 0001662449) incorporated in New York, located at 120 West 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001606587-17-000275) filed in 2017.05.04
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 203,753 48,344 13.41%
2 SPDR S&P 500 ETF TR 146,420 34,517 9.58%
3 JPMORGAN CHASE & CO 912,875 29,486 8.18%
4 UBS AG JERSEY BRH 855,901 24,975 6.93%
5 ISHARES TR 142,323 24,368 6.76%
6 SPDR SER TR 239,883 21,143 5.87%
7 POWERSHARES ETF TRUST 201,754 20,674 5.74%
8 SPDR S&P MIDCAP 400 ETF TR 52,200 16,308 4.53%
9 ISHARES TR 118,914 13,633 3.78%
10 ISHARES TR 174,614 12,076 3.35%
11 VANGUARD MALVERN FDS 183,157 9,061 2.51%
12 ISHARES TR 268,274 8,440 2.34%
13 PJT PARTNERS INC 163,398 5,734 1.59%
14 ISHARES U S ETF TR 110,191 5,537 1.54%
15 VANGUARD INDEX FDS 66,970 5,531 1.53%
16 ISHARES TR 38,886 5,346 1.48%
17 OPPENHEIMER REV WEIGHTD ETF 110,916 5,047 1.40%
18 POWERSHARES ETF TR II 113,657 4,941 1.37%
19 CITIZENS FINL GROUP INC 141,976 4,905 1.36%
20 ISHARES TR 94,337 4,502 1.25%
21 ISHARES TR 47,342 4,313 1.20%
22 ISHARES TR 50,142 3,123 0.87%
23 ISHARES RUSSELL 1000 ETF 21,633 2,839 0.79%
24 POWERSHARES ETF TR II 78,807 2,006 0.56%
25 VANGUARD INTL EQUITY INDEX F 38,299 1,832 0.51%
26 ISHARES TR 21,667 1,817 0.50%
27 GLOBAL X FDS 122,072 1,801 0.50%
28 FIRST TR SR FLG RTE INCM FD 129,359 1,789 0.50%
29 EXXON MOBIL CORP 18,658 1,530 0.42%
30 VANGUARD INTL EQUITY INDEX F 37,132 1,475 0.41%
31 PIMCO ETF TR 12,979 1,319 0.37%
32 BLACKROCK FLOATING RATE INCO 90,057 1,305 0.36%
33 ISHARES TR 16,697 1,102 0.31%
34 VANGUARD INDEX FDS 8,978 1,089 0.30%
35 WISDOMTREE TR 25,165 1,028 0.29%
36 FIRST HORIZON CORPORATION COM 53,882 997 0.28%
37 VANGUARD TAX-MANAGED FDS 25,112 987 0.27%
38 GENERAL ELECTRIC CO 32,301 963 0.27%
39 OPPENHEIMER REV WEIGHTD ETF 16,524 918 0.25%
40 VANGUARD SPECIALIZED FUNDS 9,443 849 0.24%
41 WESTERN ASSET EMERGING MKTS 53,397 828 0.23%
42 VANGUARD STAR FDS 15,600 775 0.22%
43 OPPENHEIMER REV WEIGHTD ETF 11,296 750 0.21%
44 ISHARES TRUST S&P 100 ETF 6,880 720 0.20%
45 ISHARES MSCI EAFE SMALL CAP IDX FD 13,055 707 0.20%
46 ROYAL BK CDA MONTREAL QUE 9,506 693 0.19%
47 PFIZER INC 19,170 656 0.18%
48 PEPSICO INC 5,736 642 0.18%
49 RYDEX ETF TRUST 6,652 604 0.17%
50 ISHARES TR 4,400 602 0.17%
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