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Institutional Investment Manager
Klingman & Associates, LLC
Klingman & Associates, LLC (CIK: 0001662449) incorporated in New York, located at 120 West 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001606587-17-000275) filed in 2017.05.04
#
Name
Shares
Value ($)
%
Options
Notes
1 JPMORGAN CHASE & CO 912,875 29,486 8.18%
2 UBS AG JERSEY BRH 855,901 24,975 6.93%
3 ISHARES TR 268,274 8,440 2.34%
4 SPDR SER TR 239,883 21,143 5.87%
5 ISHARES TR 203,753 48,344 13.41%
6 POWERSHARES ETF TRUST 201,754 20,674 5.74%
7 VANGUARD MALVERN FDS 183,157 9,061 2.51%
8 ISHARES TR 174,614 12,076 3.35%
9 PJT PARTNERS INC 163,398 5,734 1.59%
10 SPDR S&P 500 ETF TR 146,420 34,517 9.58%
11 ISHARES TR 142,323 24,368 6.76%
12 CITIZENS FINL GROUP INC 141,976 4,905 1.36%
13 FIRST TR SR FLG RTE INCM FD 129,359 1,789 0.50%
14 GLOBAL X FDS 122,072 1,801 0.50%
15 ISHARES TR 118,914 13,633 3.78%
16 INVESCO SR INCOME TR 115,452 535 0.15%
17 POWERSHARES ETF TR II 113,657 4,941 1.37%
18 OPPENHEIMER REV WEIGHTD ETF 110,916 5,047 1.40%
19 ISHARES U S ETF TR 110,191 5,537 1.54%
20 ISHARES TR 94,337 4,502 1.25%
21 BLACKROCK FLOATING RATE INCO 90,057 1,305 0.36%
22 POWERSHARES ETF TR II 78,807 2,006 0.56%
23 VANGUARD INDEX FDS 66,970 5,531 1.53%
24 FIRST HORIZON CORPORATION COM 53,882 997 0.28%
25 WESTERN ASSET EMERGING MKTS 53,397 828 0.23%
26 SPDR S&P MIDCAP 400 ETF TR 52,200 16,308 4.53%
27 ISHARES TR 50,142 3,123 0.87%
28 CALAMOS CONV & HIGH INCOME F 48,871 557 0.15%
29 COHEN & STEERS GLOBAL INCORPORATED BLDR 47,595 436 0.12%
30 ISHARES TR 47,342 4,313 1.20%
31 ISHARES TR 38,886 5,346 1.48%
32 VANGUARD INTL EQUITY INDEX F 38,299 1,832 0.51%
33 NUVEEN SR INCOME FD 37,279 253 0.07%
34 VANGUARD INTL EQUITY INDEX F 37,132 1,475 0.41%
35 GENERAL ELECTRIC CO 32,301 963 0.27%
36 PARAMOUNT GROUP INC COM 28,275 458 0.13%
37 WISDOMTREE TR 25,165 1,028 0.29%
38 VANGUARD TAX-MANAGED FDS 25,112 987 0.27%
39 ISHARES TR 21,667 1,817 0.50%
40 ISHARES RUSSELL 1000 ETF 21,633 2,839 0.79%
41 PFIZER INC 19,170 656 0.18%
42 EXXON MOBIL CORP 18,658 1,530 0.42%
43 ISHARES TR 16,697 1,102 0.31%
44 OPPENHEIMER REV WEIGHTD ETF 16,524 918 0.25%
45 VANGUARD STAR FDS 15,600 775 0.22%
46 FIRST TR EXCHANGE TRADED FD 13,696 347 0.10%
47 SPDR INDEX SHS FDS 13,541 506 0.14%
48 SCHWAB EMERGING MARKETS EQUITY ETF 13,152 315 0.09%
49 ISHARES MSCI EAFE SMALL CAP IDX FD 13,055 707 0.20%
50 PIMCO ETF TR 12,979 1,319 0.37%
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