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Institutional Investment Manager
CETERA INVESTMENT ADVISERS
CETERA INVESTMENT ADVISERS (CIK: 0001666741). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001085146-17-000799) filed in 2017.02.15
#
Name
Shares
Value ($)
%
Options
Notes
101 KIMBERLY CLARK CORP 5,941 673 0.22%
102 PRUDENTIAL FINL INC 6,020 622 0.21%
103 BAXTER INTL INC 6,072 269 0.09%
104 INTL PAPER CO 6,096 325 0.11%
105 CATERPILLAR INC 6,097 565 0.19%
106 DOW CHEM CO 6,258 359 0.12%
107 UNION PAC CORP 6,358 660 0.22%
108 SELECT SECTOR SPDR TR 6,396 329 0.11%
109 COMCAST CORP NEW 6,433 444 0.15%
110 ALLERGAN PLC 6,458 1,358 0.45%
111 VANGUARD WORLD FD 6,553 685 0.23%
112 ISHARES TR 6,563 740 0.25%
113 WALGREENS BOOTS ALLIANCE INC 6,566 542 0.18%
114 YUM BRANDS INC 6,591 416 0.14%
115 ISHARES TR 6,605 691 0.23%
116 PINNACLE FOODS INC DEL 6,699 355 0.12%
117 INTERNATIONAL BUSINESS MACHS 6,864 1,140 0.38%
118 KINDER MORGAN INC DEL 6,878 336 0.11%
119 BERKSHIRE HATHAWAY INC DEL 6,916 1,126 0.38%
120 LILLY ELI & CO 6,924 510 0.17%
121 ISHARES TR 6,979 618 0.21%
122 ISHARES TR 7,072 717 0.24%
123 PEPSICO INC 7,135 743 0.25%
124 COCA COLA EUROPEAN PARTNERS 7,167 224 0.07%
125 AMERICAN ELEC PWR INC 7,241 458 0.15%
126 ISHARES INC 7,271 215 0.07%
127 VANGUARD MALVERN FDS 7,435 365 0.12%
128 ISHARES TR 7,525 217 0.07%
129 ISHARES CORE MSCI EUROPE ETF 7,525 305 0.10%
130 CVS HEALTH CORP 7,623 604 0.20%
131 DUKE ENERGY CORP NEW 7,708 599 0.20%
132 ISHARES TR 7,895 926 0.31%
133 POWERSHARES EXCHANGE-TRADED FD TR AEROSPACE & DEFENSE PORT 7,939 332 0.11%
134 ENTERPRISE PRODS PARTNERS L 7,945 215 0.07%
135 ROYAL DUTCH SHELL PLC 7,970 433 0.14%
136 UNILEVER PLC 8,004 326 0.11%
137 HOME DEPOT INC 8,011 1,069 0.36%
138 FIRST TR EXCH TRADED FD III 8,068 423 0.14%
139 ISHARES TR 8,146 498 0.17%
140 BARCLAYS BK PLC 8,307 216 0.07%
141 VANGUARD SPECIALIZED FUNDS 8,368 711 0.24%
142 QUALCOMM INC 8,434 550 0.18%
143 ROYAL DUTCH SHELL PLC 8,547 497 0.17%
144 ISHARES TR 8,644 226 0.08%
145 SCHWAB CHARLES CORP 8,658 342 0.11%
146 LINCOLN NATL CORP IND 8,728 581 0.19%
147 ISHARES TR 8,864 1,464 0.49%
148 VANGUARD INDEX FDS 8,892 1,186 0.40%
149 PRICE T ROWE GROUP INC 8,996 679 0.23%
150 NIKE INC 9,068 466 0.16%
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