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FIRST TR EXCH TRADED FD III
FIRST TR EXCH TRADED FD III. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 22 Institutional holders with a total value of $38,932,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 172,540 9,096,000 23.36%
2 RAYMOND JAMES & ASSOCIATES 121,299 6,372,000 16.37%
3 ROYAL BANK OF CANADA 84,179 4,422,000 11.36%
4 NewEdge Advisors, LLC 71,101 3,813,000 9.79%
5 First Allied Advisory Services, Inc. 45,551 2,393,000 6.15%
6 Shamrock Asset Management LLC 41,762 2,194,000 5.64%
7 Janney Montgomery Scott LLC 39,372 2,068,000 5.31%
8 Raymond James Financial Services Advisors, Inc. 35,527 1,866,000 4.79%
9 Cranbrook Wealth Management, LLC 29,564 1,553,000 3.99%
10 RiverFront Investment Group, LLC 17,418 915,000 2.35%
11 Virtu KCG Holdings LLC 16,908 888,000 2.28%
12 BB&T SECURITIES, LLC 14,580 770,000 1.98%
13 MSI Financial Services Inc 11,958 628,000 1.61%
14 BAIRD FINANCIAL GROUP, INC. 9,220 484,000 1.24%
15 Cambridge Investment Research Advisors, Inc. 8,097 425,000 1.09%
16 CETERA INVESTMENT ADVISERS 8,068 423,000 1.09%
17 NATIONAL PLANNING CORP 5,016 272,000 0.70%
18 DAVENPORT & Co LLC 5,000 262,000 0.67%
19 AlphaMark Advisors, LLC 1,200 63,000 0.16%
20 BB&T INVESTMENT SERVICES, INC. 292 16,000 0.04%
21 IFP ADVISORS, INC 100 5,000 0.01%
22 NEXT Financial Group, Inc 85 4,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.