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Institutional Investment Manager
CETERA INVESTMENT ADVISERS
CETERA INVESTMENT ADVISERS (CIK: 0001666741). Institutional holdings reported to the SEC.
Institutional Holdings (2016Q4)
Original 13F HR (0001085146-17-000799) filed in 2017.02.15
#
Name
Shares
Value ($)
%
Options
Notes
1 YUM BRANDS INC 6,591 416 0.14%
2 WISDOMTREE TR 14,359 821 0.27%
3 WISDOMTREE TR 4,492 423 0.14%
4 WISDOMTREE TR 5,549 277 0.09%
5 WESTPORT FUEL SYSTEMS INC 22,625 26 0.01%
6 WESTERN REFNG INC 9,559 362 0.12%
7 WESTERN ASSET PREMIER BD FD SHS BEN INT 102,291 1,325 0.44%
8 WESTERN ASSET HIGH INCM FD I 31,297 222 0.07%
9 WESTERN ASSET GLOBAL HIGH IN 11,450 112 0.04%
10 WELLS FARGO & CO NEW 15,611 866 0.29%
11 WALGREENS BOOTS ALLIANCE INC 6,566 542 0.18%
12 WAL-MART STORES INC 14,731 1,014 0.34%
13 W T OFFSHORE INC 12,944 36 0.01%
14 VISA INC 5,049 394 0.13%
15 VERIZON COMMUNICATIONS INC 54,341 2,894 0.96%
16 VEREIT 21,737 184 0.06%
17 VANGUARD WORLD FDS 4,398 564 0.19%
18 VANGUARD WORLD FDS 3,194 430 0.14%
19 VANGUARD WORLD FDS 3,577 213 0.07%
20 VANGUARD WORLD FD 6,553 685 0.23%
21 VANGUARD WORLD FD 1,960 248 0.08%
22 VANGUARD WORLD FD 1,989 239 0.08%
23 VANGUARD WHITEHALL FDS 9,252 700 0.23%
24 VANGUARD TAX-MANAGED FDS 10,476 383 0.13%
25 VANGUARD STAR FDS 14,155 650 0.22%
26 VANGUARD SPECIALIZED FUNDS 8,368 711 0.24%
27 VANGUARD SCOTTSDALE FDS 17,231 1,477 0.49%
28 VANGUARD SCOTTSDALE FDS 16,943 1,346 0.45%
29 VANGUARD MALVERN FDS 7,435 365 0.12%
30 VANGUARD INTL EQUITY INDEX F 18,542 1,131 0.38%
31 VANGUARD INTL EQUITY INDEX F 33,768 1,211 0.40%
32 VANGUARD INTL EQUITY INDEX F 4,997 238 0.08%
33 VANGUARD INDEX FDS 31,830 4,195 1.40%
34 VANGUARD INDEX FDS 12,158 1,471 0.49%
35 VANGUARD INDEX FDS 19,221 2,217 0.74%
36 VANGUARD INDEX FDS 24,463 3,169 1.06%
37 VANGUARD INDEX FDS 1,933 395 0.13%
38 VANGUARD INDEX FDS 45,605 3,760 1.25%
39 VANGUARD INDEX FDS 13,198 1,272 0.42%
40 VANGUARD INDEX FDS 68,844 6,409 2.14%
41 VANGUARD INDEX FDS 8,892 1,186 0.40%
42 VANGUARD INDEX FDS 83,617 9,314 3.10%
43 VANGUARD INDEX FDS 18,245 1,927 0.64%
44 VANGUARD CHARLOTTE FDS 4,534 246 0.08%
45 VANGUARD BD INDEX FDS 31,807 2,529 0.84%
46 VANGUARD BD INDEX FDS 31,568 2,548 0.85%
47 VANGUARD BD INDEX FDS 5,700 472 0.16%
48 VANECK VECTORS ETF TR 52,003 1,544 0.51%
49 VANECK ETF TRUST 26,745 559 0.19%
50 VALERO ENERGY CORP NEW 3,669 249 0.08%
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