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WESTERN ASSET HIGH INCM FD I
WESTERN ASSET HIGH INCM FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 60 Institutional holders with a total value of $83,855,745.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 3,737,772 26,463,000 31.56%
2 GUGGENHEIM CAPITAL LLC 1,308,764 9,266,000 11.05%
3 BESSEMER GROUP INC 1,129,954 8,000,000 9.54%
4 Invesco Ltd. 686,936 4,863,000 5.80%
5 Vident Investment Advisory, LLC 603,900 4,270,000 5.09%
6 MORGAN STANLEY 466,150 3,301,000 3.94%
7 ROBINSON CAPITAL MANAGEMENT, LLC 379,545 2,687,000 3.20%
8 LPL Financial LLC 375,580 2,648,000 3.16%
9 Shaker Financial Services, LLC 361,315 2,558,000 3.05%
10 BANK OF MONTREAL /CAN/ 328,000 2,240,000 2.67%
11 Cambridge Investment Research Advisors, Inc. 277,524 1,965,000 2.34%
12 Windsor Capital Management, LLC 261,720 1,852,000 2.21%
13 Capital Investment Advisors, LLC 260,334 1,843,000 2.20%
14 Laurion Capital Management LP 200,714 1,421,000 1.69%
15 DOLIVER ADVISORS, LP 182,974 1,296,000 1.55%
16 WELLS FARGO & COMPANY/MN 172,071 1,219,000 1.45%
17 CITIGROUP INC 119,300 845,000 1.01%
18 BANK OF AMERICA CORP /DE/ 93,757 664,000 0.79%
19 Commonwealth Equity Services, Inc 92,519 655,000 0.78%
20 RAYMOND JAMES & ASSOCIATES 71,007 503,000 0.60%
21 Creative Planning 63,740 451,000 0.54%
22 SONORA INVESTMENT MANAGEMENT, LLC 59,468 421,033 0.50%
23 First Allied Advisory Services, Inc. 48,500 343,000 0.41%
24 STIFEL FINANCIAL CORP 45,550 321,000 0.38%
25 RAYMOND JAMES TRUST N.A. 33,500 237,000 0.28%
26 CETERA INVESTMENT ADVISERS 31,297 222,000 0.26%
27 Yorktown Management & Research Co Inc 30,000 212,000 0.25%
28 FineMark National Bank & Trust 28,000 198,000 0.24%
29 ALETHEA CAPITAL MANAGEMENT, LLC 26,585 188,000 0.22%
30 ROYAL BANK OF CANADA 25,670 181,000 0.22%
31 Weiss Asset Management LP 23,587 167,000 0.20%
32 IFP ADVISORS, INC 22,845 162,000 0.19%
33 BLAIR WILLIAM & CO/IL 22,000 156,000 0.19%
34 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 21,141 150,000 0.18%
35 REGIONS FINANCIAL CORP 20,303 144,000 0.17%
36 Raymond James Financial Services Advisors, Inc. 19,702 139,000 0.17%
37 MSI Financial Services Inc 18,862 133,000 0.16%
38 ADVISOR GROUP, INC. 17,580 124,000 0.15%
39 Cetera Advisor Networks LLC 16,661 118,000 0.14%
40 PNC FINANCIAL SERVICES GROUP, INC. 15,980 114,000 0.14%
41 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,998 113,000 0.13%
42 ACG Wealth 15,446 109,000 0.13%
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,632 104,000 0.12%
44 NATIONAL PLANNING CORP 13,915 101,000 0.12%
45 Granite Investment Advisors, LLC 14,000 99,000 0.12%
46 F&V Capital Management, LLC 13,637 97,000 0.12%
47 WFG Advisors, LP 11,068 78,000 0.09%
48 Pekin Hardy Strauss, Inc. 10,000 71,000 0.08%
49 HighTower Advisors, LLC 10,070 71,000 0.08%
50 Clearbridge Investments, LLC 7,476 53,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.