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Institutional Investment Manager
SHEAFF BROCK INVESTMENT ADVISORS, LLC
SHEAFF BROCK INVESTMENT ADVISORS, LLC (CIK: 0001666789). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001666789-16-000004) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
101 BLACKROCK MUN INCOME TR 20,096 318 0.04%
102 BLACKROCK MUNIHOLD QU FU II IN COM 14,500 216 0.03%
103 BLACKROCK MUNIYIELD PA QLTY 53,500 855 0.11%
104 BLACKSTONE GROUP L P 21,753 534 0.07%
105 BLACKSTONE MTG TR INC 8,814 244 0.03%
106 BOEING CO 42,539 5,525 0.70%
107 BOEING CO 20,366 2,645 0.34%
108 BP PLC 9,354 332 0.04%
109 BP PLC 27,093 962 0.12%
110 BRASKEM S A SP ADR PFD A 26,100 309 0.04%
111 BREITBURN ENERGY PARTNERS LP COM 25,746 2 0.00%
112 BRISTOL MYERS SQUIBB CO 4,659 343 0.04%
113 BRISTOL MYERS SQUIBB CO 53,711 3,950 0.50%
114 BROADCOM LTD 1,445 225 0.03%
115 BROOKDALE SR LIVING INC 20,500 317 0.04%
116 BUCKEYE PARTNERS L P 3,750 264 0.03%
117 BUCKEYE PARTNERS L P 5,810 409 0.05%
118 Basic Energy Services 10,000 17 0.00%
119 CADENCE DESIGN SYSTEM INC 36,202 880 0.11%
120 CADENCE DESIGN SYSTEM INC 12,553 305 0.04%
121 CAL MAINE FOODS INC 19,619 870 0.11%
122 CALAMOS GBL DYN INCOME FUND COM 27,206 191 0.02%
123 CALAMOS STRATEGIC TOTL RETN 10,103 100 0.01%
124 CALUMET SPECIALTY PRODS PTNR 11,517 56 0.01%
125 CAMECO CORP 16,204 178 0.02%
126 CAMPBELL SOUP CO 5,232 348 0.04%
127 CAPITAL PRODUCT PARTNERS L P 22,725 68 0.01%
128 CAPSTEAD MTG CORP COM NO PAR 14,950 145 0.02%
129 CARETRUST REIT INC COM 35,133 484 0.06%
130 CARRIZO OIL & GAS INC 24,552 880 0.11%
131 CATERPILLAR INC 8,688 659 0.08%
132 CATERPILLAR INC 12,201 925 0.12%
133 CBS CORP NEW 4,321 235 0.03%
134 CBS CORP NEW 29,350 1,598 0.20%
135 CEDAR FAIR L P 5,060 293 0.04% PRN
136 CELGENE CORP 2,820 278 0.04%
137 CELGENE CORP 40,275 3,972 0.50%
138 CEMEX SAB DE CV 23,764 147 0.02%
139 CHENIERE ENERGY INC 14,715 553 0.07%
140 CHESAPEAKE ENERGY CORP 52,558 225 0.03%
141 CHEVRON CORP NEW 10,751 1,127 0.14%
142 CHEVRON CORP NEW 55,572 5,826 0.74%
143 CHIMERA INVT CORP 20,888 328 0.04%
144 CHIPOTLE MEXICAN GRILL INC 1,100 443 0.06%
145 CIGNA CORPORATION 2,162 277 0.04%
146 CINCINNATI FINL CORP 17,446 1,307 0.17%
147 CINCINNATI FINL CORP 68,470 5,128 0.65%
148 CIRRUS LOGIC INC 8,170 317 0.04%
149 CISCO SYS INC 44,599 1,280 0.16%
150 CISCO SYS INC 159,476 4,575 0.58%
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