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CAPSTEAD MTG CORP COM NO PAR
CAPSTEAD MTG CORP COM NO PAR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 206 Institutional holders with a total value of $625,825,801.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Fund Advisors 8,465,680 82,117,000 13.12%
2 VANGUARD GROUP INC 7,556,498 73,298,000 11.71%
3 JPMORGAN CHASE & CO 4,891,982 47,452,000 7.58%
4 Paradice Investment Management LLC 3,948,544 38,301,000 6.12%
5 RENAISSANCE TECHNOLOGIES LLC 2,798,200 27,143,000 4.34%
6 NORTHERN TRUST CORP 2,743,889 26,615,000 4.25%
7 BlackRock Institutional Trust Company, N.A. 2,409,527 23,372,000 3.73%
8 STATE STREET CORP 2,378,046 23,070,000 3.69%
9 WEDGE CAPITAL MANAGEMENT L L P/NC 1,725,068 16,733,000 2.67%
10 LSV ASSET MANAGEMENT 1,291,000 12,522,000 2.00%
11 UBS Group AG 1,241,867 12,046,000 1.92%
12 NORGES BANK 1,075,708 10,434,000 1.67%
13 GEODE CAPITAL MANAGEMENT, LLC 1,025,632 9,948,000 1.59%
14 Bank of New York Mellon Corp 996,560 9,667,000 1.54%
15 Invesco Ltd. 834,243 8,092,000 1.29%
16 Global X Management CO LLC 772,674 7,495,000 1.20%
17 PRUDENTIAL FINANCIAL INC 734,924 7,129,000 1.14%
18 ROTHSCHILD & CO ASSET MANAGEMENT US INC. 731,014 7,091,000 1.13%
19 KESTREL INVESTMENT MANAGEMENT CORP 716,150 6,947,000 1.11%
20 PRINCIPAL FINANCIAL GROUP INC 687,929 6,673,000 1.07%
21 Aperio Group, LLC 569,724 5,526,000 0.88%
22 EMERALD ACQUISITION LTD. 541,384 5,251,000 0.84%
23 Smith, Graham & Co., Investment Advisors, LP 535,952 5,199,000 0.83%
24 DEUTSCHE BANK AG\ 531,993 5,158,000 0.82%
25 State of New Jersey Common Pension Fund D 530,000 5,141,000 0.82%
26 AMERIPRISE FINANCIAL INC 513,306 4,980,000 0.80%
27 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 508,841 4,936,000 0.79%
28 GOLDMAN SACHS GROUP INC 494,647 4,799,000 0.77%
29 Nationwide Fund Advisors 454,189 4,406,000 0.70%
30 WBI INVESTMENTS, LLC 444,531 4,312,000 0.69%
31 PARAMETRIC PORTFOLIO ASSOCIATES LLC 440,179 4,270,000 0.68%
32 BlackRock Investment Management, LLC 436,907 4,238,000 0.68%
33 BAIRD FINANCIAL GROUP, INC. 393,001 3,812,000 0.61%
34 CITIGROUP INC 381,814 3,704,000 0.59%
35 TWO SIGMA INVESTMENTS, LP 375,649 3,644,000 0.58%
36 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 357,500 3,468,000 0.55%
37 Barnett & Company, Inc. 335,968 3,259,000 0.52%
38 MILLENNIUM MANAGEMENT LLC 309,230 3,000,000 0.48%
39 TIAA CREF INVESTMENT MANAGEMENT LLC 303,782 2,947,000 0.47%
40 VAN ECK ASSOCIATES CORP 299,321 2,903,000 0.46%
41 TD ASSET MANAGEMENT INC 282,700 2,742,000 0.44%
42 ANALYTIC INVESTORS, LLC 278,286 2,699,000 0.43%
43 PENN MUTUAL LIFE INSURANCE CO 225,000 2,186,000 0.35%
44 MORGAN STANLEY 211,596 2,052,000 0.33%
45 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 200,598 1,946,000 0.31%
46 SEGALL BRYANT & HAMILL, LLC 196,626 1,907,000 0.30%
47 Allianz Asset Management GmbH 187,197 1,816,000 0.29%
48 SYSTEMATIC FINANCIAL MANAGEMENT LP 186,020 1,804,000 0.29%
49 WELLINGTON MANAGEMENT GROUP LLP 183,995 1,785,000 0.29%
50 JENNISON ASSOCIATES LLC 181,193 1,758,000 0.28%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.