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Institutional Investment Manager
AUSDAL FINANCIAL PARTNERS, INC.
AUSDAL FINANCIAL PARTNERS, INC. (CIK: 0001667146). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 265 holdings with a total value of $198,446,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 FIRST TR MID CAP CORE ALPHAD 5,928 313,000 0.16%
102 RAYTHEON CO 2,314 315,000 0.16%
103 PROSHARES TR 4,556 323,000 0.16%
104 ISHARES TR 4,206 328,000 0.17%
105 NETFLIX INC 3,367 332,000 0.17%
106 AVISTA CORP COM 7,962 333,000 0.17%
107 SELECT SECTOR SPDR TR 4,628 334,000 0.17%
108 ISHARES TR 3,492 340,000 0.17%
109 POWERSHARES QQQ TRUST 2,870 341,000 0.17%
110 ISHARES RUSSELL 2000 GROWTH ETF 2,324 346,000 0.17%
111 VANGUARD WORLD FDS 2,604 346,000 0.17%
112 ISHARES TR 8,881 346,000 0.17%
113 MEDLEY CAP CORPORATION 45,588 348,000 0.18%
114 COMCAST CORP NEW 5,241 348,000 0.18%
115 SPDR SER TR 3,403 350,000 0.18%
116 VANGUARD SCOTTSDALE FDS 5,781 354,000 0.18%
117 UNITED PARCEL SERVICE INC 3,269 357,000 0.18%
118 MAGELLAN MIDSTREAM PRTNRS LP 5,055 358,000 0.18%
119 VISA INC 4,383 362,000 0.18%
120 ROYAL DUTCH SHELL PLC 6,873 363,000 0.18%
121 HOME DEPOT INC 2,834 365,000 0.18%
122 UNITEDHEALTH GROUP INC 2,628 368,000 0.19%
123 MERCK & CO INC 6,048 377,000 0.19%
124 ISHARES TR 2,175 380,000 0.19%
125 ISHARES TR 2,670 385,000 0.19%
126 CITIGROUP INC 8,179 386,000 0.19%
127 ADVISORSHARES TR 17,147 404,000 0.20%
128 KINDER MORGAN INC DEL 17,778 411,000 0.21%
129 DU PONT E I DE NEMOURS & CO 6,137 411,000 0.21%
130 SSGA ACTIVE ETF TR BLKSTN GSOSRLN ETF 8,729 413,000 0.21%
131 COACH INC 11,400 417,000 0.21%
132 FIRST TR EXCH TRD ALPHA FD I 11,985 419,000 0.21%
133 PROSHARES TR 4,456 423,000 0.21%
134 ISHARES S&P GSCI COMMODITY I 28,900 428,000 0.22%
135 ISHARES TR 4,551 432,000 0.22%
136 ALPHABET INC 538 433,000 0.22%
137 SPDR SERIES TRUST PRTFLO S&P500 GW ETF 4,122 434,000 0.22%
138 FORD MTR CO DEL 36,075 435,000 0.22%
139 ISHARES TR 5,466 441,000 0.22%
140 ISHARES TR 8,974 444,000 0.22%
141 PFIZER INC 13,108 444,000 0.22%
142 POWERSHARES ETF TR II 23,974 452,000 0.23%
143 ISHARES TR 5,323 453,000 0.23%
144 PIEDMONT OFFICE REALTY TR INC COM CL A 20,990 457,000 0.23%
145 AMERICAN EQTY INVT LIFE HLD CO COM 25,942 460,000 0.23%
146 CONOCOPHILLIPS 10,672 464,000 0.23%
147 ALPS ETF TR 36,670 465,000 0.23%
148 ISHARES TR 11,872 468,000 0.24%
149 WAL-MART STORES INC 6,531 471,000 0.24%
150 VANGUARD LG-TERM COR BD ETF 4,958 474,000 0.24%
Page 3 of 6

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001606587-16-000804, filed 2016.10.25).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.