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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 46 Institutional holders with a total value of $81,089,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 203,877 20,984,000 25.88%
2 MORGAN STANLEY 90,054 9,269,000 11.43%
3 THRIVENT FINANCIAL FOR LUTHERANS 75,345 7,716,000 9.52%
4 Commonwealth Equity Services, Inc 62,937 6,478,000 7.99%
5 CARNICK & KUBIK GROUP, LLC 54,558 5,616,000 6.93%
6 ROYAL BANK OF CANADA 47,521 4,891,000 6.03%
7 LPL Financial LLC 43,803 4,459,000 5.50%
8 WELLS FARGO & COMPANY/MN 34,250 3,526,000 4.35%
9 UBS Group AG 21,544 2,218,000 2.74%
10 Sigma Planning Corp 17,655 1,817,000 2.24%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,920 1,639,000 2.02%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,894 1,636,000 2.02%
13 RAYMOND JAMES & ASSOCIATES 13,790 1,419,000 1.75%
14 Cambridge Investment Research Advisors, Inc. 12,813 1,319,000 1.63%
15 Bank of New York Mellon Corp 10,550 1,086,000 1.34%
16 Freedom Investment Management, Inc. 10,124 1,042,000 1.29%
17 Raymond James Financial Services Advisors, Inc. 8,058 829,000 1.02%
18 STEPHENS INC /AR/ 6,385 657,000 0.81%
19 OPTIMUM INVESTMENT ADVISORS 4,275 440,000 0.54%
20 REGIONS FINANCIAL CORP 3,900 401,000 0.49%
21 ARROW FINANCIAL CORP 3,891 401,000 0.49%
22 KALOS MANAGEMENT, INC. 3,645 375,000 0.46%
23 IFP ADVISORS, INC 3,513 362,000 0.45%
24 AUSDAL FINANCIAL PARTNERS, INC. 3,403 350,000 0.43%
25 ADVISOR GROUP, INC. 2,897 298,000 0.37%
26 V WEALTH MANAGEMENT,LLC 2,852 293,000 0.36%
27 BB&T SECURITIES, LLC 2,473 254,000 0.31%
28 SG Americas Securities, LLC 2,439 251,000 0.31%
29 LINCOLN NATIONAL CORP 2,100 216,000 0.27%
30 AMERIPRISE FINANCIAL INC 2,066 214,000 0.26%
31 VALLEY NATIONAL ADVISERS INC 1,088 112,000 0.14%
32 Creative Planning 809 83,000 0.10%
33 GENEOS WEALTH MANAGEMENT INC. 700 72,000 0.09%
34 Avior Wealth Management, LLC 688 71,000 0.09%
35 US BANCORP \DE\ 570 59,000 0.07%
36 Capital Directions Investment Advisors, LLC 477 49,000 0.06%
37 PNC FINANCIAL SERVICES GROUP, INC. 457 47,000 0.06%
38 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 433 45,000 0.06%
39 MSI Financial Services Inc 367 38,000 0.05%
40 NEXT Financial Group, Inc 200 21,000 0.03%
41 BlackRock Finance, Inc. 94 10,000 0.01%
42 SIGNATUREFD, LLC 80 8,000 0.01%
43 JNBA Financial Advisors 80 8,000 0.01%
44 INTEGRATED WEALTH MANAGEMENT 80 8,000 0.01%
45 Ballentine Partners, LLC 24 2,000 0.00%
46 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.