| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SPDR S&P 500 ETF TR | 155,000 | 33,527,000 | 15.58% | Call | |
| 2 | SPDR S&P 500 ETF TR | 121,000 | 26,172,000 | 12.16% | Put | |
| 3 | ISHARES RUSSELL 2000 INDEX ETF | 87,000 | 10,806,000 | 5.02% | Put | |
| 4 | SPDR S&P 500 ETF TR | 31,076 | 6,722,000 | 3.12% | ||
| 5 | ISHARES 20 PLUS YEAR TREASURY BO | 34,600 | 4,758,000 | 2.21% | Put | |
| 6 | SPDR GOLD TRUST | 34,000 | 4,272,000 | 1.99% | Call | |
| 7 | ISHARES RUSSELL 2000 INDEX ETF | 27,000 | 3,354,000 | 1.56% | Call | |
| 8 | APPLE INC | 22,000 | 2,487,000 | 1.16% | Put | |
| 9 | APPLE INC | 22,000 | 2,487,000 | 1.16% | Call | |
| 10 | Alibaba Group Holding Ltd.ADR | 23,000 | 2,433,000 | 1.13% | Put | |
| 11 | SPDR GOLD TRUST | 18,000 | 2,262,000 | 1.05% | Put | |
| 12 | ISHARES 20 PLUS YEAR TREASURY BO | 14,600 | 2,008,000 | 0.93% | Call | |
| 13 | ISHARES RUSSELL 2000 INDEX ETF | 14,756 | 1,833,000 | 0.85% | ||
| 14 | STARBUCKS CORP | 32,600 | 1,765,000 | 0.82% | Put | |
| 15 | DISNEY WALT CO | 19,000 | 1,764,000 | 0.82% | Put | |
| 16 | DISNEY WALT CO | 19,000 | 1,764,000 | 0.82% | Call | |
| 17 | MICROSOFT CORP | 30,000 | 1,728,000 | 0.80% | Call | |
| 18 | TEXAS INSTRUMENTS INC | 24,000 | 1,684,000 | 0.78% | Put | |
| 19 | TEXAS INSTRUMENTS INC | 24,000 | 1,684,000 | 0.78% | Call | |
| 20 | AMGEN INC | 10,000 | 1,668,000 | 0.78% | Put | |
| 21 | AMGEN INC | 10,000 | 1,668,000 | 0.78% | Call | |
| 22 | INTEL CORP | 44,000 | 1,661,000 | 0.77% | Call | |
| 23 | INTEL CORP | 44,000 | 1,661,000 | 0.77% | Put | |
| 24 | Mastercard Inc. | 16,200 | 1,649,000 | 0.77% | Put | |
| 25 | Mastercard Inc. | 16,200 | 1,649,000 | 0.77% | Call | |
| 26 | Dr. Pepper Snapple Group, Inc. | 18,000 | 1,644,000 | 0.76% | Put | |
| 27 | VERIZON COMMUNICATIONS INC | 29,000 | 1,507,000 | 0.70% | Call | |
| 28 | MERCK & CO INC | 24,000 | 1,498,000 | 0.70% | Call | |
| 29 | QUALCOMM INC | 21,600 | 1,480,000 | 0.69% | Call | |
| 30 | STARBUCKS CORP | 26,000 | 1,408,000 | 0.65% | Call | |
| 31 | Alibaba Group Holding Ltd.ADR | 13,000 | 1,375,000 | 0.64% | Call | |
| 32 | AT&T INC | 33,000 | 1,340,000 | 0.62% | Call | |
| 33 | SCHLUMBERGER LTD | 17,000 | 1,337,000 | 0.62% | Put | |
| 34 | CISCO SYS INC | 42,000 | 1,332,000 | 0.62% | Put | |
| 35 | CAPITAL ONE FINANCIAL CORP | 18,000 | 1,293,000 | 0.60% | Put | |
| 36 | SCHLUMBERGER LTD | 16,300 | 1,282,000 | 0.60% | Call | |
| 37 | METLIFE INC | 28,000 | 1,244,000 | 0.58% | Call | |
| 38 | MICROSOFT CORP | 20,000 | 1,152,000 | 0.54% | Put | |
| 39 | PRUDENTIAL FINANCIAL INC | 14,100 | 1,151,000 | 0.53% | Call | |
| 40 | General Motors Co. | 36,000 | 1,144,000 | 0.53% | Call | |
| 41 | General Motors Co. | 36,000 | 1,144,000 | 0.53% | Put | |
| 42 | EXPEDITORS INTL WASH INC | 22,000 | 1,133,000 | 0.53% | Put | |
| 43 | JPMORGAN CHASE & CO | 17,000 | 1,132,000 | 0.53% | Put | |
| 44 | PHILLIPS 66 | 14,000 | 1,128,000 | 0.52% | Call | |
| 45 | PHILLIPS 66 | 14,000 | 1,128,000 | 0.52% | Put | |
| 46 | ISHARES MSCI EMERGING MKT INDE | 30,000 | 1,124,000 | 0.52% | Put | |
| 47 | Eaton Corp. | 17,000 | 1,117,000 | 0.52% | Call | |
| 48 | Eaton Corp. | 17,000 | 1,117,000 | 0.52% | Put | |
| 49 | INGERSOLL-RAND PLC | 15,800 | 1,073,000 | 0.50% | Put | |
| 50 | INGERSOLL-RAND PLC | 15,800 | 1,073,000 | 0.50% | Call |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004509, filed 2016.10.18).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
