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Institutional Investment Manager
VIVALDI CAPITAL MANAGEMENT, LLC
VIVALDI CAPITAL MANAGEMENT, LLC (CIK: 0001682021). Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001682021-17-000002) filed in 2017.05.11
#
Name
Shares
Value ($)
%
Options
Notes
101 ISHARES TR 2,792 523 0.00%
102 PIMCO ETF TR 204,391 519 0.00%
103 ISHARES TR 4,445 482 0.00%
104 Dreyfus Mun Income Inc Com 50,404 450 0.00%
105 EATON VANCE MUN BD FD II 35,424 435 0.00%
106 BERKSHIRE HATHAWAY INC DEL 2,488 415 0.00%
107 ISHARES TR 2,426 415 0.00%
108 BP PLC 11,499 397 0.00%
109 US BANCORP DEL 7,464 384 0.00%
110 GAMING & LEISURE PPTYS INC 11,195 374 0.00%
111 ISHARES S&P GSCI COMMODITY I 25,000 371 0.00%
112 VANGUARD INDEX FDS 2,718 362 0.00%
113 GALECTIN THERAPEUTICS INC COM NEW 360,792 361 0.00%
114 ISHARES TR 12,795 352 0.00%
115 JOHNSON & JOHNSON 2,807 350 0.00%
116 ALPHABET INC 391 331 0.00%
117 PHILIP MORRIS INTL INC 2,739 309 0.00%
118 WISDOMTREE TR 7,000 286 0.00%
119 PEPSICO INC 2,555 286 0.00%
120 PFIZER INC 7,532 258 0.00%
121 VERIZON COMMUNICATIONS INC 5,022 245 0.00%
122 INTEL CORP 6,718 242 0.00%
123 CISCO SYS INC 6,994 236 0.00%
124 WILLIS TOWERS WATSON PUB LTD 1,741 228 0.00%
125 GENERAL ELECTRIC CO 7,619 227 0.00%
126 AT&T INC 5,331 222 0.00%
127 AMGEN INC 1,331 218 0.00%
128 ISHARES TR 1,600 216 0.00%
129 ALPHABET INC 260 216 0.00%
130 ISHARES TR 3,993 207 0.00%
131 RAYTHEON CO 1,326 202 0.00%
132 YAMANA GOLD INC 70,000 193 0.00%
133 SYNTHETIC BIOLOGICS INCORPORATED 51,550 33 0.00%
134 MOLINA HEALTHCARE INC 25,000 26 0.00%
135 HOLOGIC INC 20,000 25 0.00%
136 CITRIX SYS INC 20,000 25 0.00%
137 WORKDAY INC 20,000 23 0.00%
138 VECTOR GROUP LTD 20,000 23 0.00%
139 STARWOOD PPTY TR INC 20,000 23 0.00%
140 LIVE NATION ENTERTAINMENT INC SR CONV BD2.5 19 20,000 22 0.00%
141 ELECTRONICS FOR IMAGING INC 20,000 22 0.00%
142 NATIONAL HEALTH INVS INC 20,000 22 0.00%
143 KB HOME SR CV NT1.375 19 20,000 20 0.00%
144 BROOKDALE SR LIVING INC 20,000 20 0.00%
145 VERINT SYS INC 1.5 06/01/2021 20,000 20 0.00%
146 Ares Capital Corp 20,000 20 0.00%
147 ECHO GLOBAL LOGISTICS INC SR CONV NT2.5 20 20,000 19 0.00%
148 RPM INTL INC SR GLBL CV NT 20 15,000 18 0.00%
149 JDS UNIPHASE CORP 15,000 17 0.00%
150 Macquarie Infrastructure Corp 15,000 17 0.00%
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