| 1 |
Karpus Management, Inc. |
692,486 |
8,504,000 |
32.45% |
|
|
| 2 |
Advisors Asset Management, Inc. |
324,604 |
3,986,000 |
15.21% |
|
|
| 3 |
ROBINSON CAPITAL MANAGEMENT, LLC |
253,998 |
3,119,000 |
11.90% |
|
|
| 4 |
Fiera Capital Corp |
239,630 |
2,943,000 |
11.23% |
|
|
| 5 |
GUGGENHEIM CAPITAL LLC |
198,934 |
2,443,000 |
9.32% |
|
|
| 6 |
MORGAN STANLEY |
76,459 |
939,000 |
3.58% |
|
|
| 7 |
Tradewinds Capital Management, LLC |
74,609 |
916,000 |
3.49% |
|
|
| 8 |
Raymond James Financial Services Advisors, Inc. |
45,000 |
553,000 |
2.11% |
|
|
| 9 |
LPL Financial LLC |
39,355 |
482,000 |
1.84% |
|
|
| 10 |
UBS Group AG |
32,525 |
399,000 |
1.52% |
|
|
| 11 |
VAN ECK ASSOCIATES CORP |
24,184 |
297,000 |
1.13% |
|
|
| 12 |
RAYMOND JAMES & ASSOCIATES |
20,708 |
254,000 |
0.97% |
|
|
| 13 |
DOLIVER ADVISORS, LP |
18,916 |
232,000 |
0.89% |
|
|
| 14 |
AMERIPRISE FINANCIAL INC |
16,500 |
203,000 |
0.77% |
|
|
| 15 |
OPPENHEIMER & CO INC |
16,201 |
199,000 |
0.76% |
|
|
| 16 |
BANK OF AMERICA CORP /DE/ |
15,286 |
188,000 |
0.72% |
|
|
| 17 |
First Allied Advisory Services, Inc. |
11,804 |
145,000 |
0.55% |
|
|
| 18 |
D.A. DAVIDSON & CO. |
7,000 |
85,000 |
0.32% |
|
|
| 19 |
WELLS FARGO & COMPANY/MN |
6,741 |
83,000 |
0.32% |
|
|
| 20 |
WFG Advisors, LP |
6,023 |
74,000 |
0.28% |
|
|
| 21 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
4,550 |
56,000 |
0.21% |
|
|
| 22 |
US BANCORP \DE\ |
3,719 |
46,000 |
0.18% |
|
|
| 23 |
ROYAL BANK OF CANADA |
2,567 |
32,000 |
0.12% |
|
|
| 24 |
Creative Planning |
1,363 |
17,000 |
0.06% |
|
|
| 25 |
THOMPSON SIEGEL & WALMSLEY LLC |
774 |
10,000 |
0.04% |
|
|
| 26 |
PATHSTONE FAMILY OFFICE, LLC |
187 |
2,000 |
0.01% |
|
|
| 27 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
127 |
2,000 |
0.01% |
|
|
| 28 |
VIVALDI CAPITAL MANAGEMENT, LLC |
35,424 |
435 |
0.00% |
|
|
