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Institutional Investment Manager
PARALLEL ADVISORS, LLC
PARALLEL ADVISORS, LLC (CIK: 0001690010). Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001701132-17-000001) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
1 KATE SPADE & CO 5 0 0.00%
2 GTX INC DEL COM NEW 20 0 0.00%
3 MBIA INC 38 0 0.00%
4 CESCA THERAPEUTICS INC COM NEW 4 0 0.00%
5 SPROTT PHYSICAL SILVER TR 14 0 0.00%
6 REVLON INC 17 0 0.00%
7 LIBERTY GLOBAL PLC 15 0 0.00%
8 DIREXION DAILY FTSE CHINA BULL 3X SHARES 24 0 0.00%
9 TRAVELCENTERS AMER LLC 7 0 0.00%
10 ELDORADO GOLD CORP NEW 49 0 0.00%
11 HEIDRICK & STRUGGLES INTL INC COM 13 0 0.00%
12 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 34 0 0.00%
13 CALIFORNIA RES CORP 25 0 0.00%
14 KADANT INC 7 0 0.00%
15 WMI HOLDINGS CORP. 62 0 0.00%
16 WISDOMTREE TR 6 0 0.00%
17 BANK OF THE OZARKS INC 6 0 0.00%
18 FIRST TR EXCHANGE TRADED FD 1 0 0.00%
19 SYNACOR INC COM 0 0 0.00%
20 BLACKBERRY LTD 13 0 0.00%
21 LIBERTY MEDIA CORP DEL 21 0 0.00%
22 LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 6 0 0.00%
23 CHESAPEAKE ENERGY CORP 77 0 0.00%
24 PETROLEO BRASILEIRO SA PETRO 10 0 0.00%
25 NORTHSTAR REALTY EUROPE CORPORATION 16 0 0.00%
26 GANNETT CO INC 10 0 0.00%
27 SANOFI 816 0 0.00%
28 MONEYGRAM INTL INC COM NEW 12 0 0.00%
29 SIBANYE STILLWATER 32 0 0.00%
30 XO GROUP INC 15 0 0.00%
31 ANTHERA PHARMACEUTICALS INC COM 104 0 0.00%
32 FIRST TRUST DOW JONES SELECT MICROCAP INDEX FUND 1 0 0.00%
33 BROOKFIELD RENEWABLE PARTNER 16 0 0.00%
34 BROOKFIELD BUSINESS PARTNERS 17 0 0.00%
35 RENESOLA LTD 50 0 0.00%
36 MICROVISION INC DEL 25 0 0.00%
37 FIRST CMNTY BANKSHARES INC V 17 0 0.00%
38 TERRAVIA HLDGS INC COM 678 0 0.00%
39 UTSTARCOM HOLDINGS CORP SHS NEW 83 0 0.00%
40 ZIX CORP 30 0 0.00%
41 URBAN EDGE PPTYS COM 15 0 0.00%
42 BLACKROCK INTL GRWTH & INC T 0 0 0.00%
43 XCERRA CORP 44 0 0.00%
44 PHH Corp 25 0 0.00%
45 COHEN STEERS REIT PFD 0 0 0.00%
46 WASHINGTON PRIME GROUP NEW 12 0 0.00%
47 GRAN TIERRA ENERGY INC 30 0 0.00%
48 VISHAY PRECISION GROUP INC 2 0 0.00%
49 BLACKROCK ENERGY & RES TR COM 0 0 0.00%
50 ARRIS INTL INC 17 0 0.00%
Page 1 of 42
Restatement filing (0001690010-17-000003) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
101 PHILIP MORRIS INTL INC 8,266 914 0.18%
102 AMERICAN TOWER CORP NEW 7,142 905 0.18%
103 AMGEN INC 5,501 901 0.18%
104 ISHARES TR 16,489 900 0.18%
105 DIREXION ALL CAP INSIDER SENTIMENT SHARES 22,790 898 0.18%
106 BOEING CO 4,765 874 0.17%
107 NEXTERA ENERGY INC 6,509 868 0.17%
108 DOW CHEM CO 14,060 868 0.17%
109 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 9,707 853 0.17%
110 ISHARES TR 7,167 818 0.16%
111 UNITEDHEALTH GROUP INC 4,557 786 0.16%
112 ISHARES TR 19,509 786 0.16%
113 TJX COS INC NEW 9,916 785 0.16%
114 CUMMINS INC 4,904 778 0.15%
115 RSP PERMIAN INC COM 19,658 772 0.15%
116 ADOBE INC 5,627 759 0.15%
117 ISHARES TR 11,797 758 0.15%
118 LUMEN TECHNOLOGIES INC 29,558 751 0.15%
119 AMERICAN EXPRESS CO 9,494 748 0.15%
120 NORTHROP GRUMMAN CORP 2,997 736 0.15%
121 MCDONALDS CORP 5,127 731 0.15%
122 ACCENTURE PLC IRELAND 6,005 722 0.14%
123 NIKE INC 12,755 696 0.14%
124 WELLS FARGO & CO NEW 12,383 679 0.13%
125 ILLUMINA INC 3,609 677 0.13%
126 VANGUARD INDEX FDS 5,339 666 0.13%
127 RAPID7 INC 39,400 664 0.13%
128 FIDELITY NATL INFORMATION SV 7,915 657 0.13%
129 ALPS ETF TR 52,095 652 0.13%
130 MASTERCARD INCORPORATED 5,353 628 0.12%
131 SELECT SECTOR SPDR TR 9,173 619 0.12%
132 SPDR SER TR 8,566 604 0.12%
133 3M CO 3,046 602 0.12%
134 CHUBB LIMITED 4,350 598 0.12%
135 EXPRESS SCRIPTS HLDG CO 9,554 595 0.12%
136 SELECT SECTOR SPDR TR 6,608 593 0.12%
137 SELECT SECTOR SPDR TR 11,447 587 0.12%
138 ISHARES TR 13,461 577 0.11%
139 CVS HEALTH CORP 7,231 576 0.11%
140 FIRST TR EXCHANGE TRADED FD 26,904 575 0.11%
141 MONDELEZ INTL INC 12,448 561 0.11%
142 AMDOCS LTD 9,127 560 0.11%
143 ISHARES MSCI EAFE SMALL CAP IDX FD 9,812 558 0.11%
144 RYDEX ETF TRUST 5,270 555 0.11%
145 DANAHER CORP DEL 6,694 554 0.11%
146 STIFEL FINANCIAL CP 11,248 550 0.11%
147 SCHLUMBERGER LTD 7,414 530 0.11%
148 SELECT SECTOR SPDR TR 7,692 512 0.10%
149 US BANCORP DEL 9,522 497 0.10%
150 PG&E CORP 7,423 496 0.10%
Page 3 of 42