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Institutional Investment Manager
PARALLEL ADVISORS, LLC
PARALLEL ADVISORS, LLC (CIK: 0001690010). Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001701132-17-000001) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
1 KATE SPADE & CO 5 0 0.00%
2 GTX INC DEL COM NEW 20 0 0.00%
3 MBIA INC 38 0 0.00%
4 CESCA THERAPEUTICS INC COM NEW 4 0 0.00%
5 SPROTT PHYSICAL SILVER TR 14 0 0.00%
6 REVLON INC 17 0 0.00%
7 LIBERTY GLOBAL PLC 15 0 0.00%
8 DIREXION DAILY FTSE CHINA BULL 3X SHARES 24 0 0.00%
9 TRAVELCENTERS AMER LLC 7 0 0.00%
10 ELDORADO GOLD CORP NEW 49 0 0.00%
11 HEIDRICK & STRUGGLES INTL INC COM 13 0 0.00%
12 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 34 0 0.00%
13 CALIFORNIA RES CORP 25 0 0.00%
14 KADANT INC 7 0 0.00%
15 WMI HOLDINGS CORP. 62 0 0.00%
16 WISDOMTREE TR 6 0 0.00%
17 BANK OF THE OZARKS INC 6 0 0.00%
18 FIRST TR EXCHANGE TRADED FD 1 0 0.00%
19 SYNACOR INC COM 0 0 0.00%
20 BLACKBERRY LTD 13 0 0.00%
21 LIBERTY MEDIA CORP DEL 21 0 0.00%
22 LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 6 0 0.00%
23 CHESAPEAKE ENERGY CORP 77 0 0.00%
24 PETROLEO BRASILEIRO SA PETRO 10 0 0.00%
25 NORTHSTAR REALTY EUROPE CORPORATION 16 0 0.00%
26 GANNETT CO INC 10 0 0.00%
27 SANOFI 816 0 0.00%
28 MONEYGRAM INTL INC COM NEW 12 0 0.00%
29 SIBANYE STILLWATER 32 0 0.00%
30 XO GROUP INC 15 0 0.00%
31 ANTHERA PHARMACEUTICALS INC COM 104 0 0.00%
32 FIRST TRUST DOW JONES SELECT MICROCAP INDEX FUND 1 0 0.00%
33 BROOKFIELD RENEWABLE PARTNER 16 0 0.00%
34 BROOKFIELD BUSINESS PARTNERS 17 0 0.00%
35 RENESOLA LTD 50 0 0.00%
36 MICROVISION INC DEL 25 0 0.00%
37 FIRST CMNTY BANKSHARES INC V 17 0 0.00%
38 TERRAVIA HLDGS INC COM 678 0 0.00%
39 UTSTARCOM HOLDINGS CORP SHS NEW 83 0 0.00%
40 ZIX CORP 30 0 0.00%
41 URBAN EDGE PPTYS COM 15 0 0.00%
42 BLACKROCK INTL GRWTH & INC T 0 0 0.00%
43 XCERRA CORP 44 0 0.00%
44 PHH Corp 25 0 0.00%
45 COHEN STEERS REIT PFD 0 0 0.00%
46 WASHINGTON PRIME GROUP NEW 12 0 0.00%
47 GRAN TIERRA ENERGY INC 30 0 0.00%
48 VISHAY PRECISION GROUP INC 2 0 0.00%
49 BLACKROCK ENERGY & RES TR COM 0 0 0.00%
50 ARRIS INTL INC 17 0 0.00%
Page 1 of 42
Restatement filing (0001690010-17-000003) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
2001 QUALYS INC 5 0 0.00%
2002 BARCLAYS BANK PLC 0 0 0.00%
2003 FIRST TRUST DOW JONES SELECT MICROCAP INDEX FUND 1 0 0.00%
2004 NEWPARK RES INC COM PAR $.01NEW 25 0 0.00%
2005 ATLANTICA YIELD PLC SHS 17 0 0.00%
2006 ZIX CORP 30 0 0.00%
2007 BANK OF THE OZARKS INC 6 0 0.00%
2008 HEIDRICK & STRUGGLES INTL INC COM 13 0 0.00%
2009 GANNETT CO INC 10 0 0.00%
2010 SPROTT PHYSICAL SILVER TR 14 0 0.00%
2011 COMMERCEHUB INC COM SER C 5 0 0.00%
2012 GTX INC DEL COM NEW 20 0 0.00%
2013 BLACKBERRY LTD 13 0 0.00%
2014 COMMERCEHUB INC COM SER A 2 0 0.00%
2015 BROOKFIELD RENEWABLE PARTNER 16 0 0.00%
2016 KINROSS GOLD CORP 34 0 0.00%
2017 WISDOMTREE TR 6 0 0.00%
2018 NORTHSTAR REALTY EUROPE CORPORATION 16 0 0.00%
2019 PHH Corp 25 0 0.00%
2020 CHESAPEAKE ENERGY CORP 77 0 0.00%
2021 SIBANYE STILLWATER 32 0 0.00%
2022 VISHAY PRECISION GROUP INC 2 0 0.00%
2023 TENAX THERAPEUTICS INC 7 0 0.00%
2024 WESTERN COPPER & GOLD CORP 6 0 0.00%
2025 IBIO INC COM 925 0 0.00%
2026 BROOKFIELD BUSINESS PARTNERS 17 0 0.00%
2027 SANOFI 816 0 0.00%
2028 REVLON INC 17 0 0.00%
2029 TERRAVIA HLDGS INC COM 678 0 0.00%
2030 GENERAL MTRS CO 2 0 0.00%
2031 FIRST TR EXCHANGE TRADED FD 1 0 0.00%
2032 XO GROUP INC 15 0 0.00%
2033 UTSTARCOM HOLDINGS CORP SHS NEW 83 0 0.00%
2034 ELDORADO GOLD CORP NEW 49 0 0.00%
2035 TRAVELCENTERS AMER LLC 7 0 0.00%
2036 CALIFORNIA RES CORP 25 0 0.00%
2037 MBIA INC 38 0 0.00%
2038 KADANT INC 7 0 0.00%
2039 BLACKROCK INTL GRWTH & INC T 0 0 0.00%
2040 DIREXION DAILY FTSE CHINA BULL 3X SHARES 24 0 0.00%
2041 VOYA INTL HIGH DIV EQTY INM 0 0 0.00%
2042 MICROVISION INC DEL 25 0 0.00%
2043 COHEN STEERS REIT PFD 0 0 0.00%
2044 XCERRA CORP 44 0 0.00%
2045 MONEYGRAM INTL INC COM NEW 12 0 0.00%
2046 ARRIS INTL INC 17 0 0.00%
2047 ANTHERA PHARMACEUTICALS INC COM 104 0 0.00%
2048 SYNACOR INC COM 0 0 0.00%
2049 WMI HOLDINGS CORP. 62 0 0.00%
2050 LIBERTY GLOBAL PLC 15 0 0.00%
Page 41 of 42