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Institutional Investment Manager
PARALLEL ADVISORS, LLC
PARALLEL ADVISORS, LLC (CIK: 0001690010). Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001701132-17-000001) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
201 DUKE ENERGY CORP NEW 4,264 350 0.07%
202 LOWES COS INC 4,095 350 0.07%
203 VANGUARD INTL EQUITY INDEX F 6,145 337 0.07%
204 QUALCOMM INC 6,166 336 0.07%
205 BLACKROCK INC 868 334 0.07%
206 ISHARES TR 3,334 332 0.07%
207 GILEAD SCIENCES INC 4,924 331 0.07%
208 MARSH & MCLENNAN COS INC 4,458 329 0.07%
209 ISHARES TR 1,108 328 0.07%
210 ANTHEM INC 1,818 327 0.07%
211 MEDTRONIC PLC 3,874 326 0.06%
212 AMERICAN NATL INS CO COM 2,790 323 0.06%
213 MARATHON PETE CORP 6,303 323 0.06%
214 DELTA AIRLINES INC DEL 6,673 322 0.06%
215 ISHARES TR 3,025 318 0.06%
216 TESLA INC 1,017 316 0.06%
217 WATERS CORP 1,832 316 0.06%
218 WALGREENS BOOTS ALLIANCE INC 3,657 314 0.06%
219 BANK N S HALIFAX 5,669 313 0.06%
220 ISHARES TR 7,185 310 0.06%
221 UNION PAC CORP 2,757 306 0.06%
222 ISHARES TR 2,259 304 0.06%
223 MCCORMICK & CO INC 3,055 304 0.06%
224 BIOGEN INC 1,118 303 0.06%
225 ECOLAB INC 2,414 303 0.06%
226 AFFILIATED MANAGERS GROUP 1,951 303 0.06%
227 AETNA INC NEW 2,157 300 0.06%
228 ALLIANCE DATA SYSTEMS CORP 1,160 295 0.06%
229 CHUNGHWA TELECOM CO LTD 8,626 294 0.06%
230 CINEMARK HOLDINGS INC 6,688 294 0.06%
231 PRUDENTIAL FINL INC 2,697 293 0.06%
232 AMEREN CORP 5,407 293 0.06%
233 ISHARES TR 7,513 293 0.06%
234 ONEOK PARTNERS LP 5,729 292 0.06%
235 ENBRIDGE INC 7,004 290 0.06%
236 EMERSON ELEC CO 4,866 288 0.06%
237 AGNC INVT CORP 14,282 287 0.06%
238 CONSTELLATION BRANDS INC 1,650 287 0.06%
239 UNITED MICROELECTRONICS CORP 142,678 283 0.06%
240 CAPITAL ONE FINL CORP 3,430 283 0.06%
241 CLAYMORE EXCHANGE TRD FD TR 8,650 277 0.06%
242 AIR PRODS & CHEMS INC 1,925 277 0.06%
243 ROYAL BK CDA MONTREAL QUE 4,073 276 0.05%
244 PNC FINL SVCS GROUP INC 2,250 275 0.05%
245 O REILLY AUTOMOTIVE INC NEW 1,105 273 0.05%
246 ISHARES TR 5,950 269 0.05%
247 CARNIVAL PLC 4,252 265 0.05%
248 KROGER CO 8,991 264 0.05%
249 HAWAIIAN ELEC INDUSTRIES COM 7,874 263 0.05%
250 DOMINION ENERGY INC 3,437 263 0.05%
Page 5 of 42
Restatement filing (0001690010-17-000003) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
1 REVLON INC 17 0 0.00%
2 ACTUA CORP 1 0 0.00%
3 KADANT INC 7 0 0.00%
4 GENERAL MTRS CO 2 0 0.00%
5 LIBERTY GLOBAL PLC 15 0 0.00%
6 FIRST TR EXCHANGE TRADED FD 1 0 0.00%
7 CESCA THERAPEUTICS INC COM NEW 4 0 0.00%
8 COHEN & STEERS REIT & PFD IN 0 0 0.00%
9 BARCLAYS BANK PLC 0 0 0.00%
10 ATLANTICA YIELD PLC 17 0 0.00%
11 VOYA INTL HIGH DIV EQTY INM 0 0 0.00%
12 GANNETT CO INC 10 0 0.00%
13 XO GROUP INC 15 0 0.00%
14 ELDORADO GOLD CORP NEW 49 0 0.00%
15 VISHAY PRECISION GROUP INC 2 0 0.00%
16 BIOPTIX INC 6 0 0.00%
17 WASHINGTON PRIME GROUP NEW 12 0 0.00%
18 FIRST TR DOW JONES SELECT MICROCAP INDEX FD COM SHS ANNUAL 1 0 0.00%
19 QUALYS INC 5 0 0.00%
20 HEIDRICK & STRUGGLESINTL INC 13 0 0.00%
21 BLACKBERRY LTD 13 0 0.00%
22 CHESAPEAKE ENERGY CORP 77 0 0.00%
23 XCERRA CORP COM 44 0 0.00%
24 URBAN EDGE PPTYS COM 15 0 0.00%
25 BANK OF THE OZARKS INC 6 0 0.00%
26 PETROLEO BRASILEIRO SA PETRO 10 0 0.00%
27 BLACKROCK ENHANCED INTL DIV 0 0 0.00%
28 LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 6 0 0.00%
29 WISDOMTREE TR 6 0 0.00%
30 GRAN TIERRA ENERGY INC 30 0 0.00%
31 FIRST CMNTY BANKSHARES INC V 17 0 0.00%
32 TRAVELCENTERS AMER LLC COM 7 0 0.00%
33 LIBERTY MEDIA CORP DEL 21 0 0.00%
34 DIREXION SHARES TRUST DL FTSE BLL 3X ETF 24 0 0.00%
35 BROOKFIELD RENEWABLE PARTNER 16 0 0.00%
36 AXSOME THERAPEUTICS INC 0 0 0.00%
37 COMMERCEHUB INC COM SER C 5 0 0.00%
38 SPROTT PHYSICAL SILVER TR 14 0 0.00%
39 SIBANYE STILLWATER 32 0 0.00%
40 ZIX CORP COM 30 0 0.00%
41 TERRAVIA HLDGS INC COM 678 0 0.00%
42 UTSTARCOM HOLDINGS CORP SHS NEW 83 0 0.00%
43 COMMERCEHUB INC COM SER A 2 0 0.00%
44 RENESOLA LTD 50 0 0.00%
45 ARRIS INTL INC 17 0 0.00%
46 GTX INC DEL COM NEW 20 0 0.00%
47 ANTHERA PHARMACEUTICALS INC COM 104 0 0.00%
48 AMBAC FINL GROUP INC 10 0 0.00%
49 NEWPARK RES INC COM PAR $.01NEW 25 0 0.00%
50 VANECK ETF TRUST 15 0 0.00%
Page 1 of 42