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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 74 Institutional holders with a total value of $208,327,336.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Choate Investment Advisors 1,776,730 55,203,001 26.50%
2 QS Investors, LLC 1,470,940 45,702,000 21.94%
3 MORGAN STANLEY 692,283 21,509,000 10.32%
4 POLIANTA LTD 451,970 14,042,000 6.74%
5 BANK OF AMERICA CORP /DE/ 302,202 9,389,000 4.51%
6 WEATHERLY ASSET MANAGEMENT L. P. 271,557 8,437,000 4.05%
7 UBS Group AG 249,066 7,738,000 3.71%
8 WELLS FARGO & COMPANY/MN 217,772 6,766,000 3.25%
9 JOHN G ULLMAN & ASSOCIATES INC 181,450 5,638,000 2.71%
10 COLORADO CAPITAL MANAGEMENT, INC. 145,796 4,530,000 2.17%
11 FIDUCIARY TRUST CO 123,837 3,847,000 1.85%
12 Commonwealth Equity Services, Inc 122,984 3,821,000 1.83%
13 PRINCIPAL FINANCIAL GROUP INC 95,658 2,972,000 1.43%
14 AMERIPRISE FINANCIAL INC 66,632 2,070,000 0.99%
15 LPL Financial LLC 60,242 1,869,000 0.90%
16 Fiera Capital Corp 46,028 1,430,000 0.69%
17 AMUNDI ASSET MANAGEMENT US, INC. 32,883 1,022,000 0.49%
18 CITADEL ADVISORS LLC 32,744 1,017,000 0.49%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 29,197 907,000 0.44%
20 ROYAL BANK OF CANADA 27,566 855,000 0.41%
21 FIRST FINANCIAL EQUITY CORPORATION 26,121 809,000 0.39%
22 Raymond James Financial Services Advisors, Inc. 24,156 751,000 0.36%
23 HighTower Advisors, LLC 21,701 673,000 0.32%
24 US BANCORP \DE\ 19,702 612,000 0.29%
25 Financial Architects, Inc 17,739 551,000 0.26%
26 Cetera Advisor Networks LLC 17,529 545,000 0.26%
27 Cambridge Investment Research Advisors, Inc. 15,597 485,000 0.23%
28 CIBC WORLD MARKET INC. 15,172 471,000 0.23%
29 People's United Financial, Inc. 14,278 444,000 0.21%
30 Bank of New York Mellon Corp 11,901 369,000 0.18%
31 PARALLEL ADVISORS, LLC 8,650 277,000 0.13%
32 ENVESTNET ASSET MANAGEMENT INC 8,694 270,000 0.13%
33 Greenwich Wealth Management LLC 8,430 262,000 0.13%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,173 253,000 0.12%
35 NORTHERN CAPITAL MANAGEMENT LLC 8,130 253,000 0.12%
36 MERIDIAN INVESTMENT COUNSEL INC. 7,400 230,000 0.11%
37 J.P. Morgan Private Wealth Advisors LLC 7,237 225,000 0.11%
38 ADVISOR GROUP, INC. 7,158 223,000 0.11%
39 CITIGROUP INC 7,155 222,000 0.11%
40 GOULD ASSET MANAGEMENT LLC /CA/ 7,005 218,000 0.10%
41 BROWN ADVISORY INC 6,561 204,000 0.10%
42 BANK OF MONTREAL /CAN/ 3,620 113,000 0.05%
43 WHITTIER TRUST CO OF NEVADA INC 3,200 99,000 0.05%
44 NEXT Financial Group, Inc 2,700 87,000 0.04%
45 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,702 84,000 0.04%
46 Winslow, Evans & Crocker, Inc. 2,636 81,872 0.04%
47 Creative Planning 2,586 80,000 0.04%
48 FIFTH THIRD BANCORP 2,090 65,000 0.03%
49 U S GLOBAL INVESTORS INC 2,000 62,000 0.03%
50 ROPES WEALTH ADVISORS LLC 1,850 57,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.