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Institutional Investment Manager
PARALLEL ADVISORS, LLC
PARALLEL ADVISORS, LLC (CIK: 0001690010). Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001701132-17-000001) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
301 SPECTRA ENERGY PARTNERS LP 4,301 194 0.04%
302 BANK NEW YORK MELLON CORP 4,008 190 0.04%
303 ISHARES TR 1,780 186 0.04%
304 HSBC HLDGS PLC 4,462 186 0.04%
305 ALLSTATE CORP 2,178 185 0.04%
306 EXELON CORP 5,377 183 0.04%
307 ISHARES TR 7,200 183 0.04%
308 AMERICAN ELEC PWR INC 2,691 183 0.04%
309 INTL PAPER CO 3,417 182 0.04%
310 ENTERGY CORP NEW 2,377 182 0.04%
311 ISHARES TR 2,136 181 0.04%
312 COMMERCE BANCSHARES INC 3,238 181 0.04%
313 ISHARES TR 1,538 181 0.04%
314 GLOBALSTAR INC 100,000 180 0.04%
315 BAIDU INC 1,007 179 0.04%
316 SYSCO CORP 3,387 179 0.04%
317 PROSHARES TR 13,628 179 0.04%
318 ROYAL DUTCH SHELL PLC 3,426 179 0.04%
319 INGERSOLL-RAND PLC 2,003 178 0.04%
320 LABORATORY CORP AMER HLDGS 1,261 177 0.04%
321 PROSHARES TR 14,179 177 0.04%
322 CLAYMORE EXCHANGE TRD FD TR 8,306 176 0.03%
323 BECTON DICKINSON & CO 954 175 0.03%
324 PINNACLE WEST 2,069 175 0.03%
325 REALTY INCOME CORP 3,018 175 0.03%
326 EQUITY LIFESTYLE PPTYS INC 2,162 174 0.03%
327 CHECK POINT SOFTWARE TECH LT 1,654 173 0.03%
328 FORD MTR CO DEL 15,620 173 0.03%
329 YAHOO INC 3,514 171 0.03%
330 TWITTER INC 9,189 171 0.03%
331 AMBEV SA 28,828 168 0.03%
332 CARNIVAL CORP 2,674 167 0.03%
333 STIFEL FINANCIAL CP 3,412 167 0.03%
334 DEERE & CO 1,504 167 0.03%
335 ETF MANAGERS TR 5,700 166 0.03%
336 ISHARES TR 5,150 165 0.03%
337 ISHARES 7-10 YEAR TREASURY BOND ETF 1,555 165 0.03%
338 ISHARES TR 6,400 164 0.03%
339 Wells Fargo & Co. Warrants Exp 10/28/18 7,500 162 0.03%
340 PPL CORP 4,249 161 0.03%
341 CHURCH & DWIGHT 3,299 161 0.03%
342 ISHARES TR 3,325 160 0.03%
343 JPMORGAN CHASE & CO 5,017 158 0.03%
344 BROADCOM LTD 701 158 0.03%
345 WISDOMTREE TR 2,304 157 0.03%
346 ANALOG DEVICES INC 2,057 156 0.03%
347 SPDR INDEX SHS FDS 3,231 153 0.03%
348 BARD C R INC 499 153 0.03%
349 MATADOR RES CO 6,982 153 0.03%
350 PROSHARES ULTRASHORT RUSSELL2000 6,960 153 0.03%
Page 7 of 42
Restatement filing (0001690010-17-000003) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
1 REVLON INC 17 0 0.00%
2 ACTUA CORP 1 0 0.00%
3 KADANT INC 7 0 0.00%
4 GENERAL MTRS CO 2 0 0.00%
5 LIBERTY GLOBAL PLC 15 0 0.00%
6 FIRST TR EXCHANGE TRADED FD 1 0 0.00%
7 CESCA THERAPEUTICS INC COM NEW 4 0 0.00%
8 COHEN & STEERS REIT & PFD IN 0 0 0.00%
9 BARCLAYS BANK PLC 0 0 0.00%
10 ATLANTICA YIELD PLC 17 0 0.00%
11 VOYA INTL HIGH DIV EQTY INM 0 0 0.00%
12 GANNETT CO INC 10 0 0.00%
13 XO GROUP INC 15 0 0.00%
14 ELDORADO GOLD CORP NEW 49 0 0.00%
15 VISHAY PRECISION GROUP INC 2 0 0.00%
16 BIOPTIX INC 6 0 0.00%
17 WASHINGTON PRIME GROUP NEW 12 0 0.00%
18 FIRST TR DOW JONES SELECT MICROCAP INDEX FD COM SHS ANNUAL 1 0 0.00%
19 QUALYS INC 5 0 0.00%
20 HEIDRICK & STRUGGLESINTL INC 13 0 0.00%
21 BLACKBERRY LTD 13 0 0.00%
22 CHESAPEAKE ENERGY CORP 77 0 0.00%
23 XCERRA CORP COM 44 0 0.00%
24 URBAN EDGE PPTYS COM 15 0 0.00%
25 BANK OF THE OZARKS INC 6 0 0.00%
26 PETROLEO BRASILEIRO SA PETRO 10 0 0.00%
27 BLACKROCK ENHANCED INTL DIV 0 0 0.00%
28 LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 6 0 0.00%
29 WISDOMTREE TR 6 0 0.00%
30 GRAN TIERRA ENERGY INC 30 0 0.00%
31 FIRST CMNTY BANKSHARES INC V 17 0 0.00%
32 TRAVELCENTERS AMER LLC COM 7 0 0.00%
33 LIBERTY MEDIA CORP DEL 21 0 0.00%
34 DIREXION SHARES TRUST DL FTSE BLL 3X ETF 24 0 0.00%
35 BROOKFIELD RENEWABLE PARTNER 16 0 0.00%
36 AXSOME THERAPEUTICS INC 0 0 0.00%
37 COMMERCEHUB INC COM SER C 5 0 0.00%
38 SPROTT PHYSICAL SILVER TR 14 0 0.00%
39 SIBANYE STILLWATER 32 0 0.00%
40 ZIX CORP COM 30 0 0.00%
41 TERRAVIA HLDGS INC COM 678 0 0.00%
42 UTSTARCOM HOLDINGS CORP SHS NEW 83 0 0.00%
43 COMMERCEHUB INC COM SER A 2 0 0.00%
44 RENESOLA LTD 50 0 0.00%
45 ARRIS INTL INC 17 0 0.00%
46 GTX INC DEL COM NEW 20 0 0.00%
47 ANTHERA PHARMACEUTICALS INC COM 104 0 0.00%
48 AMBAC FINL GROUP INC 10 0 0.00%
49 NEWPARK RES INC COM PAR $.01NEW 25 0 0.00%
50 VANECK ETF TRUST 15 0 0.00%
Page 1 of 42