| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 636,726 | 18,796,000 | 9.86% | ||
| 2 | CITIGROUP INC | 472,354 | 13,944,000 | 7.31% | ||
| 3 | K2 PRINCIPAL FUND, L.P. | 393,000 | 11,601,000 | 6.09% | Put | |
| 4 | UBS Group AG | 391,667 | 11,562,000 | 6.06% | ||
| 5 | ICE POND LANE ADVISERS, LLC | 357,866 | 10,564,000 | 5.54% | ||
| 6 | IPL ADVISERS, LLC | 357,866 | 10,564,000 | 5.54% | ||
| 7 | BTR CAPITAL MANAGEMENT INC | 349,106 | 10,306,000 | 5.41% | ||
| 8 | GOLDMAN SACHS GROUP INC | 300,897 | 8,882,000 | 4.66% | ||
| 9 | MORGAN STANLEY | 276,806 | 8,172,000 | 4.29% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 199,163 | 5,879,000 | 3.08% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 190,685 | 5,629,000 | 2.95% | ||
| 12 | J.P. Morgan Private Wealth Advisors LLC | 167,330 | 4,940,000 | 2.59% | ||
| 13 | OPPENHEIMER & CO INC | 161,568 | 4,769,000 | 2.50% | ||
| 14 | TRAIN BABCOCK ADVISORS LLC | 148,385 | 4,381,000 | 2.30% | ||
| 15 | Commonwealth Equity Services, Inc | 133,205 | 3,932,000 | 2.06% | ||
| 16 | AVIANCE CAPITAL MANAGEMENT, LLC | 99,650 | 2,942,000 | 1.54% | ||
| 17 | BAROMETER CAPITAL MANAGEMENT INC. | 97,200 | 2,869,000 | 1.50% | ||
| 18 | CREDIT SUISSE AG/ | 92,537 | 2,732,000 | 1.43% | ||
| 19 | ASHFORD CAPITAL MANAGEMENT INC | 90,210 | 2,663,000 | 1.40% | ||
| 20 | Raymond James Financial Services Advisors, Inc. | 87,858 | 2,594,000 | 1.36% | ||
| 21 | HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. | 84,550 | 2,495,000 | 1.31% | ||
| 22 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 80,100 | 2,365,000 | 1.24% | Put | |
| 23 | VESTOR CAPITAL, LLC | 62,785 | 1,853,000 | 0.97% | ||
| 24 | HighTower Advisors, LLC | 62,014 | 1,841,000 | 0.97% | ||
| 25 | CREDIT AGRICOLE S A | 44,868 | 1,639,000 | 0.86% | ||
| 26 | ROYAL BANK OF CANADA | 53,281 | 1,573,000 | 0.83% | ||
| 27 | Cambridge Investment Research Advisors, Inc. | 52,044 | 1,536,000 | 0.81% | ||
| 28 | BANK HAPOALIM BM | 51,533 | 1,521,000 | 0.80% | ||
| 29 | BLAIR WILLIAM & CO/IL | 48,400 | 1,427,000 | 0.75% | ||
| 30 | EATON VANCE MANAGEMENT | 48,155 | 1,422,000 | 0.75% | ||
| 31 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 47,600 | 1,405,000 | 0.74% | Call | |
| 32 | USCA RIA LLC | 41,342 | 1,220,000 | 0.64% | ||
| 33 | STIFEL FINANCIAL CORP | 40,694 | 1,202,000 | 0.63% | ||
| 34 | Private Advisor Group, LLC | 38,844 | 1,125,000 | 0.59% | ||
| 35 | B. Riley Wealth Advisors, Inc. | 37,405 | 1,105,000 | 0.58% | ||
| 36 | ADVISOR GROUP, INC. | 36,766 | 1,086,000 | 0.57% | ||
| 37 | SYNOVUS FINANCIAL CORP | 36,108 | 1,066,000 | 0.56% | ||
| 38 | Janney Montgomery Scott LLC | 29,375 | 867,000 | 0.45% | ||
| 39 | Moors & Cabot, Inc. | 29,002 | 854,000 | 0.45% | ||
| 40 | EDMOND DE ROTHSCHILD HOLDING S.A. | 27,329 | 807,000 | 0.42% | ||
| 41 | CIBC WORLD MARKET INC. | 27,126 | 801,000 | 0.42% | ||
| 42 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 22,946 | 677,000 | 0.36% | ||
| 43 | CITADEL ADVISORS LLC | 22,300 | 658,000 | 0.35% | Call | |
| 44 | FIRST FINANCIAL EQUITY CORPORATION | 21,000 | 620,000 | 0.33% | ||
| 45 | PVG ASSET MANAGEMENT CORP | 20,625 | 608,850 | 0.32% | ||
| 46 | DUMONT & BLAKE INVESTMENT ADVISORS LLC | 20,255 | 598,000 | 0.31% | ||
| 47 | RAY GERALD L & ASSOCIATES LTD | 19,710 | 582,000 | 0.31% | ||
| 48 | PNC FINANCIAL SERVICES GROUP, INC. | 18,688 | 552,000 | 0.29% | ||
| 49 | First Allied Advisory Services, Inc. | 17,594 | 519,000 | 0.27% | ||
| 50 | Cetera Advisor Networks LLC | 17,195 | 508,000 | 0.27% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
