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Institutional Investment Manager
JOHN W. ROSENTHAL CAPITAL MANAGEMENT, INC.
JOHN W. ROSENTHAL CAPITAL MANAGEMENT, INC. (CIK: 0001697539). Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Portfolio Summary: 42 holdings with a total value of $119,268,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 EAGLE BANCORP INC MD 111,788 6,674,000 5.60%
2 STOCK YDS BANCORP INC 158,480 6,442,000 5.40%
3 FIRST LONG IS CORP 234,758 6,350,000 5.32%
4 LAKELAND FINL CORP 145,874 6,290,000 5.27%
5 BANCFIRST CORPORATION COM 61,136 5,496,000 4.61%
6 BRYN MAWR BK CORP 124,625 4,923,000 4.13%
7 German Amern Bancorp Inc 97,478 4,615,000 3.87%
8 TOMPKINS FINL CORP COM 53,349 4,297,000 3.60%
9 MidWestOne Finl Group Inc NE 112,407 3,854,000 3.23%
10 FIRST INTST BANCSYSTEM INC 83,990 3,330,000 2.79%
11 TOWNEBANK PORTSMOUTH VA COM 100,000 3,240,000 2.72%
12 West Bancorporation Inc 137,581 3,157,000 2.65%
13 Meta Finl Group Inc 35,000 3,098,000 2.60%
14 Century Bancorp Inc Mass 50,000 3,041,000 2.55%
15 WASHINGTON TR BANCORP COM 60,137 2,965,000 2.49%
16 First Busey Corp 100,000 2,940,000 2.47%
17 Mercantile Bank Corp 75,000 2,580,000 2.16%
18 CommerceWest Bank 133,700 2,473,000 2.07%
19 Enterprise Finl Svcs Corp 56,475 2,395,000 2.01%
20 CU Bancorp Calif 60,000 2,379,000 1.99%
21 1st Source Corp 50,000 2,348,000 1.97%
22 First Bus Finl Svcs Inc Wis 90,000 2,336,000 1.96%
23 BANK MARIN BANCORP 36,234 2,332,000 1.96%
24 Landmark Bancorp, Inc. 74,653 2,213,000 1.86%
25 HERITAGE COMMERCE CORP 155,400 2,191,000 1.84%
26 First Fndtn Inc 139,800 2,168,000 1.82%
27 CoBiz Financial Inc 125,000 2,100,000 1.76%
28 SANDY SPRING BANCORP INC COM 50,000 2,050,000 1.72%
29 Enterprise Bancorp Inc Mass 57,285 1,991,000 1.67%
30 HORIZON BANCORP INC 75,000 1,967,000 1.65%
31 Guaranty Bancorp Del 75,000 1,826,000 1.53%
32 DNB Finl Corp 50,000 1,700,000 1.43%
33 PREFERRED BK LOS ANGELES CA 31,525 1,692,000 1.42%
34 CUSTOMERS BANCORP INC COM 50,000 1,577,000 1.32%
35 Bank of South Carolina Corp 74,627 1,552,000 1.30%
36 Franklin Finl Network Inc 40,000 1,550,000 1.30%
37 Park Sterling Corp 125,000 1,539,000 1.29%
38 Northrim BanCorp Inc 50,000 1,503,000 1.26%
39 CONNECTONE BANCORP INC COM 50,000 1,213,000 1.02%
40 FIRST CMNTY BANKSHARES INC V 42,497 1,061,000 0.89%
41 Oak Valley Bancorp Oakdale C 75,000 990,000 0.83%
42 ACCESS NATL CORP COM 27,648 830,000 0.70%

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-17-019061, filed 2017.05.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.