Dark
Light
System
Institutional Investment Manager
JOHN W. ROSENTHAL CAPITAL MANAGEMENT, INC.
JOHN W. ROSENTHAL CAPITAL MANAGEMENT, INC. (CIK: 0001697539). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 40 holdings with a total value of $120,559,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 STOCK YDS BANCORP INC 151,880 7,131,000 5.91%
2 LAKELAND FINL CORP COM 139,674 6,615,000 5.49%
3 EAGLE BANCORP INC MD 106,963 6,519,000 5.41%
4 FIRST LONG IS CORP 223,824 6,390,000 5.30%
5 BANCFIRST CORP 58,611 5,454,000 4.52%
6 Bryn Mawr Bk Corp 119,300 5,028,000 4.17%
7 German Amern Bancorp Inc 93,303 4,909,000 4.07%
8 TOMPKINS FINL CORP COM 51,099 4,831,000 4.01%
9 MidWestOne Finl Group Inc NE 114,054 4,288,000 3.56%
10 FIRST INTST BANCSYSTEM INC 80,290 3,416,000 2.83%
11 TOWNEBANK PORTSMOUTH VA COM 100,000 3,325,000 2.76%
12 West Bancorporation Inc 131,831 3,256,000 2.70%
13 WASHINGTON TR BANCORP COM 57,687 3,233,000 2.68%
14 First Busey Corp 100,000 3,078,000 2.55%
15 Century Bancorp Inc Mass 50,000 3,000,000 2.49%
16 Mercantile Bank Corp 75,000 2,828,000 2.35%
17 META FINL GROUP INC 25,000 2,573,000 2.13%
18 BANK MARIN BANCORP 34,784 2,426,000 2.01%
19 SANDY SPRING BANCORP INC COM 60,000 2,399,000 1.99%
20 FIRST CMNTY BANKSHARES INC V 77,884 2,347,000 1.95%
21 CommerceWest Bank 133,700 2,260,000 1.87%
22 Enterprise Bancorp Inc Mass 60,000 2,254,000 1.87%
23 1st Source Corp 50,000 2,233,000 1.85%
24 Northrim BanCorp Inc 70,000 2,212,000 1.83%
25 PACIFIC CONTINENTAL CORP 100,000 2,185,000 1.81%
26 CU BANCORP CALIF 60,000 2,148,000 1.78%
27 First Bus Finl Svcs Inc Wis 90,000 2,135,000 1.77%
28 CoBiz Financial Inc 125,000 2,111,000 1.75%
29 HORIZON BANCORP INC 75,000 2,100,000 1.74%
30 Landmark Bancorp, Inc. 71,703 2,010,000 1.67%
31 First Fndtn Inc 69,900 1,992,000 1.65%
32 Guaranty Bancorp Del 75,000 1,815,000 1.51%
33 CUSTOMERS BANCORP INC COM 50,000 1,791,000 1.49%
34 Enterprise Finl Svcs Corp 37,000 1,591,000 1.32%
35 Heritage Commerce Corp 110,000 1,587,000 1.32%
36 PREFERRED BK LOS ANGELES CA 30,000 1,573,000 1.30%
37 Bank of South Carolina Corp 71,402 1,492,000 1.24%
38 DNB Finl Corp 50,000 1,420,000 1.18%
39 Park Sterling Corp 125,000 1,349,000 1.12%
40 Oak Valley Bancorp Oakdale C 100,000 1,255,000 1.04%

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-17-005662, filed 2017.02.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.