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Institutional Investment Manager
FLAHARTY ASSET MANAGEMENT, LLC
FLAHARTY ASSET MANAGEMENT, LLC (CIK: 0001697882). Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001697882-17-000003) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 386,424 14,916 9.35%
2 ISHARES TR 120,212 13,606 8.53%
3 ISHARES TR 112,280 12,840 8.05%
4 RYDEX ETF TRUST 138,873 12,512 7.84%
5 FIRST TR EXCHANGE TRADED FD 213,621 10,427 6.54%
6 BLACKROCK CAP INVT CORP 1,152,918 8,393 5.26%
7 JPMORGAN CHASE & CO 249,397 8,023 5.03%
8 FIRST TR EXCHANGE TRADED FD 152,836 7,403 4.64%
9 SPDR SER TR 81,953 7,181 4.50%
10 ISHARES SILVER TR 383,621 6,644 4.16%
11 ISHARES TR 144,083 6,536 4.10%
12 ISHARES RUSSELL 2000 VALUE ETF 55,288 6,386 4.00%
13 SPDR SER TR 122,907 5,869 3.68%
14 DBX ETF TR 191,650 5,161 3.23%
15 ISHARES RUSSELL 2000 GROWTH ETF 26,156 4,124 2.58%
16 SELECT SECTOR SPDR TR 171,733 4,031 2.53%
17 ALEXION PHARMACEUTIC 31,398 3,649 2.29%
18 FIRST TRUST EXCH TRADED FUND 2 ENERGY ALPHADX ETF 208,180 3,104 1.95%
19 POWERSHARES ETF TRUST II 88,721 2,068 1.30%
20 ISHARES TR 9,569 1,043 0.65%
21 POWERSHARES GLOBAL ETF FD 43,555 959 0.60%
22 ISHARES RUSSELL 1000 ETF 6,779 886 0.56%
23 WISDOMTREE TR 10,484 860 0.54%
24 APPLE INC 5,535 797 0.50%
25 VANGUARD WHITEHALL FDS 9,559 739 0.46%
26 SPDR S&P 500 ETF TR 2,958 694 0.43%
27 ISHARES TR 5,672 645 0.40%
28 ISHARES TR 5,088 600 0.38%
29 SPDR GOLD TR 4,971 595 0.37%
30 SELECT SECTOR SPDR TR 18,112 572 0.36%
31 ISHARES TR 2,865 530 0.33%
32 OPPENHEIMER REV WEIGHTD ETF 11,071 498 0.31%
33 ISHARES TR 3,209 469 0.29%
34 ISHARES TR 3,319 446 0.28%
35 MICROSOFT CORP 6,784 445 0.28%
36 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 4,993 436 0.27%
37 FIDELITY 11,857 412 0.26%
38 ISHARES TR 1,732 409 0.26%
39 PROCTER AND GAMBLE CO 4,311 388 0.24%
40 ISHARES TR 3,337 383 0.24%
41 INTEL CORP 9,564 346 0.22%
42 CLAYMORE EXCHANGE TRD FD TR 15,550 329 0.21%
43 FIDELITY 16,598 326 0.20%
44 EXXON MOBIL CORP 3,716 307 0.19%
45 ISHARES RUSSELL 3000 ETF 1,974 274 0.17%
46 ISHARES TR 10,575 271 0.17%
47 FIRST HORIZON CORPORATION COM 14,513 262 0.16%
48 DUKE ENERGY CORP NEW 3,043 252 0.16%
49 CLAYMORE EXCHANGE TRD FD TR 10,000 252 0.16%
50 GENERAL ELECTRIC CO 7,532 226 0.14%
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