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Institutional Investment Manager
FLAHARTY ASSET MANAGEMENT, LLC
FLAHARTY ASSET MANAGEMENT, LLC (CIK: 0001697882). Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001697882-17-000003) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ALEXION PHARMACEUTICALS INC 31,398 3,649 2.29%
2 APPLE INC 5,535 797 0.50%
3 Abraxas Petroleum Corp 45,000 97 0.06%
4 BARCLAYS BANK 15,636 88 0.06%
5 BLACKROCK CAP INVT CORP 1,152,918 8,393 5.26%
6 CISCO SYS INC 6,089 201 0.13%
7 CLAYMORE EXCHANGE TRD FD TR 15,550 329 0.21%
8 CLAYMORE EXCHANGE TRD FD TR 10,000 252 0.16%
9 DBX ETF TR 191,650 5,161 3.23%
10 DRYSHIPS INC 36,000 37 0.02%
11 DUKE ENERGY CORP NEW 3,043 252 0.16%
12 EXXON MOBIL CORP 3,716 307 0.19%
13 FIDELITY 11,857 412 0.26%
14 FIDELITY 16,598 326 0.20%
15 FIRST HORIZON CORPORATION COM 14,513 262 0.16%
16 FIRST TR EXCHANGE TRADED FD 213,621 10,427 6.54%
17 FIRST TR EXCHANGE TRADED FD 152,836 7,403 4.64%
18 FIRST TRUST EXCH TRADED FUND 2 ENERGY ALPHADX ETF 208,180 3,104 1.95%
19 GENERAL ELECTRIC CO 7,532 226 0.14%
20 INTEL CORP 9,564 346 0.22%
21 ISHARES SILVER TR 383,621 6,644 4.16%
22 ISHARES TR 3,319 446 0.28%
23 ISHARES TR 3,337 383 0.24%
24 ISHARES TR 1,732 409 0.26%
25 ISHARES TR 5,088 600 0.38%
26 ISHARES TR 2,865 530 0.33%
27 ISHARES TR 112,280 12,840 8.05%
28 ISHARES TR 120,212 13,606 8.53%
29 ISHARES TR 6,779 886 0.56%
30 ISHARES TR 55,288 6,386 4.00%
31 ISHARES TR 26,156 4,124 2.58%
32 ISHARES TR 1,974 274 0.17%
33 ISHARES TR 3,209 469 0.29%
34 ISHARES TR 5,672 645 0.40%
35 ISHARES TR 9,569 1,043 0.65%
36 ISHARES TR 4,993 436 0.27%
37 ISHARES TR 386,424 14,916 9.35%
38 ISHARES TR 144,083 6,536 4.10%
39 ISHARES TRUST IBONDS DEC2021 ETF 10,575 271 0.17%
40 JPMORGAN CHASE & CO 249,397 8,023 5.03%
41 MICROSOFT CORP 6,784 445 0.28%
42 OPPENHEIMER REV WEIGHTD ETF 11,071 498 0.31%
43 POWERSHARES ETF TRUST II 88,721 2,068 1.30%
44 POWERSHARES GLOBAL ETF FD 43,555 959 0.60%
45 PROCTER AND GAMBLE CO 4,311 388 0.24%
46 RYDEX ETF TRUST 138,873 12,512 7.84%
47 SELECT SECTOR SPDR TR 171,733 4,031 2.53%
48 SELECT SECTOR SPDR TR 18,112 572 0.36%
49 SELECT SECTOR SPDR TR 4,026 214 0.13%
50 SPDR GOLD TR 4,971 595 0.37%
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