Dark
Light
System
Institutional Investment Manager
FLAHARTY ASSET MANAGEMENT, LLC
FLAHARTY ASSET MANAGEMENT, LLC (CIK: 0001697882). Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001697882-17-000003) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 DRYSHIPS INC 36,000 37 0.02%
2 BARCLAYS BANK 15,636 88 0.06%
3 Abraxas Petroleum Corp 45,000 97 0.06%
4 VEREIT INC 21,027 180 0.11%
5 CISCO SYS INC 6,089 201 0.13%
6 VERIZON COMMUNICATIONS INC 4,136 203 0.13%
7 SELECT SECTOR SPDR TR 4,026 214 0.13%
8 GENERAL ELECTRIC CO 7,532 226 0.14%
9 CLAYMORE EXCHANGE TRD FD TR 10,000 252 0.16%
10 DUKE ENERGY CORP NEW 3,043 252 0.16%
11 FIRST HORIZON CORPORATION COM 14,513 262 0.16%
12 ISHARES TRUST IBONDS DEC2021 ETF 10,575 271 0.17%
13 ISHARES TR 1,974 274 0.17%
14 EXXON MOBIL CORP 3,716 307 0.19%
15 FIDELITY 16,598 326 0.20%
16 CLAYMORE EXCHANGE TRD FD TR 15,550 329 0.21%
17 INTEL CORP 9,564 346 0.22%
18 ISHARES TR 3,337 383 0.24%
19 PROCTER AND GAMBLE CO 4,311 388 0.24%
20 ISHARES TR 1,732 409 0.26%
21 FIDELITY 11,857 412 0.26%
22 ISHARES TR 4,993 436 0.27%
23 MICROSOFT CORP 6,784 445 0.28%
24 ISHARES TR 3,319 446 0.28%
25 ISHARES TR 3,209 469 0.29%
26 OPPENHEIMER REV WEIGHTD ETF 11,071 498 0.31%
27 ISHARES TR 2,865 530 0.33%
28 SELECT SECTOR SPDR TR 18,112 572 0.36%
29 SPDR GOLD TR 4,971 595 0.37%
30 ISHARES TR 5,088 600 0.38%
31 ISHARES TR 5,672 645 0.40%
32 SPDR S&P 500 ETF TR 2,958 694 0.43%
33 VANGUARD WHITEHALL FDS 9,559 739 0.46%
34 APPLE INC 5,535 797 0.50%
35 WISDOMTREE TR 10,484 860 0.54%
36 ISHARES TR 6,779 886 0.56%
37 POWERSHARES GLOBAL ETF FD 43,555 959 0.60%
38 ISHARES TR 9,569 1,043 0.65%
39 POWERSHARES ETF TRUST II 88,721 2,068 1.30%
40 FIRST TRUST EXCH TRADED FUND 2 ENERGY ALPHADX ETF 208,180 3,104 1.95%
41 ALEXION PHARMACEUTICALS INC 31,398 3,649 2.29%
42 SELECT SECTOR SPDR TR 171,733 4,031 2.53%
43 ISHARES TR 26,156 4,124 2.58%
44 DBX ETF TR 191,650 5,161 3.23%
45 SPDR SER TR 122,907 5,869 3.68%
46 ISHARES TR 55,288 6,386 4.00%
47 ISHARES TR 144,083 6,536 4.10%
48 ISHARES SILVER TR 383,621 6,644 4.16%
49 SPDR SER TR 81,953 7,181 4.50%
50 FIRST TR EXCHANGE TRADED FD 152,836 7,403 4.64%
Page 1 of 2