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Institutional Investment Manager
MOLONEY SECURITIES ASSET MANAGEMENT, LLC
MOLONEY SECURITIES ASSET MANAGEMENT, LLC (CIK: 0001697934). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 235 holdings with a total value of $165,599,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 ROCKET FUEL INC 93,000 159,000 0.10%
202 NEVSUN RESOURCES LTD 50,000 154,000 0.09%
203 PAVMED INC COM 22,085 152,000 0.09%
204 FORD MTR CO DEL 12,411 151,000 0.09%
205 BANCO BILBAO VIZCAYA ARGENTARI 21,791 148,000 0.09%
206 ADVANCED MICRO DEVICES INC 13,000 147,000 0.09%
207 NUVEEN PREFERRED INCOME OPPORT 14,744 145,000 0.09%
208 FLAHERTY & CRUMRINE PFD INC 10,000 145,000 0.09%
209 NUVEEN CREDIT STRATEGIES INCOM 15,400 136,000 0.08%
210 PACIFIC BIOSCIENCES CALIF IN 33,600 128,000 0.08%
211 EXTREME NETWORKS INC 24,000 121,000 0.07%
212 AMERICAN SUPERCONDUCTOR CORP 15,665 115,000 0.07%
213 FRANKLIN UNVL TR 16,950 113,000 0.07%
214 BANCO SANTANDER S A SPONSORED 20,033 104,000 0.06%
215 ROYCE MICRO CAP TR INC 12,544 102,000 0.06%
216 BLACKROCK INTL GRWTH & INC T 16,579 91,000 0.05%
217 HORTONWORKS INC 10,000 83,000 0.05%
218 LIBERTY ALL STAR GROWTH FD I 16,909 71,000 0.04%
219 CASTLIGHT HEALTH INC CL B 12,200 60,000 0.04%
220 NOVAGOLD RESOURCES INC COM 10,000 46,000 0.03%
221 VERSAR INC 27,500 38,000 0.02%
222 PENGROWTH ENERGY CORPORATION 24,525 35,000 0.02%
223 Tanzanian Royalty Exploration 45,000 22,000 0.01%
224 BELLATRIX EXPLORATION LTD 10,000 9,000 0.01%
225 CHANTICLEER HOLDINGS INC 20,000 8,000 0.00%
226 CAREVIEW COMMUNICATIONS 90,000 5,000 0.00%
227 APPLIED VISUAL SCIENCES INC 1,220,000 5,000 0.00%
228 PHARMACYTE BIOTECH INC COM 10,000 1,000 0.00%
229 COMPREHENSIVE CARE CORP CM NEW 10,000 1,000 0.00%
230 UNITED RESOURCE HLDGS GROUP 108,000 1,000 0.00%
231 RTS CHANTICLEER CONTRA CUSIP 20,000 0 0.00%
232 ENVIRO VORAXIAL TECHNOLOGY INC 10,000 0 0.00%
233 WORLD MOTO INC 700,000 0 0.00%
234 ROLLS-ROYCE GROUP PLC C SHR 29,484 0 0.00%
235 GULF UNITED ENERGY 27,500 0 0.00%
Page 5 of 5

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001697934-17-000002, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.