| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Horizon Kinetics LLC | 2,820,160 | 23,013,000 | 24.33% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 823,112 | 6,717,000 | 7.10% | ||
| 3 | WELLS FARGO & COMPANY/MN | 709,561 | 5,790,000 | 6.12% | ||
| 4 | Oxbow Advisors, LLC | 671,384 | 5,477,000 | 5.79% | ||
| 5 | UBS Group AG | 575,180 | 4,693,000 | 4.96% | ||
| 6 | MORGAN STANLEY | 572,313 | 4,670,000 | 4.94% | ||
| 7 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 564,909 | 4,610,000 | 4.87% | ||
| 8 | CORNERSTONE ADVISORS INC | 554,371 | 4,507,000 | 4.76% | ||
| 9 | FCA CORP /TX | 319,567 | 2,608,000 | 2.76% | ||
| 10 | DESCHUTES PORTFOLIO STRATEGY, LLC | 300,026 | 2,448,000 | 2.59% | ||
| 11 | Shaker Financial Services, LLC | 299,053 | 2,440,000 | 2.58% | ||
| 12 | BARD ASSOCIATES INC | 263,801 | 2,153,000 | 2.28% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 254,256 | 2,075,000 | 2.19% | ||
| 14 | Family Firm, Inc. | 246,091 | 2,008,000 | 2.12% | ||
| 15 | FLAGSHIP HARBOR ADVISORS, LLC | 201,494 | 1,635,000 | 1.73% | ||
| 16 | CITIGROUP INC | 181,488 | 1,475,000 | 1.56% | ||
| 17 | Gramercy Funds Management LLC | 153,363 | 1,251,000 | 1.32% | ||
| 18 | FIDUCIARY COUNSELLING INC | 151,089 | 1,233,000 | 1.30% | ||
| 19 | Mraz, Amerine & Associates, Inc. | 126,720 | 1,034,000 | 1.09% | ||
| 20 | ROYAL BANK OF CANADA | 119,310 | 974,000 | 1.03% | ||
| 21 | BANK OF NOVA SCOTIA | 119,440 | 971,000 | 1.03% | ||
| 22 | First Allied Advisory Services, Inc. | 107,482 | 877,000 | 0.93% | ||
| 23 | ADVISOR GROUP, INC. | 103,296 | 843,000 | 0.89% | ||
| 24 | 1607 Capital Partners, LLC | 101,999 | 832,000 | 0.88% | ||
| 25 | BROWN ADVISORY INC | 98,802 | 806,000 | 0.85% | ||
| 26 | DOLIVER ADVISORS, LP | 98,541 | 804,000 | 0.85% | ||
| 27 | Point View Wealth Management, Inc. | 72,135 | 589,000 | 0.62% | ||
| 28 | NORTH STAR ASSET MANAGEMENT INC | 71,466 | 583,000 | 0.62% | ||
| 29 | COMERICA BANK | 69,852 | 579,000 | 0.61% | ||
| 30 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 56,690 | 462,000 | 0.49% | ||
| 31 | BAR HARBOR TRUST SERVICES | 55,752 | 455,000 | 0.48% | ||
| 32 | BANK OF AMERICA CORP /DE/ | 53,105 | 434,000 | 0.46% | ||
| 33 | LPL Financial LLC | 48,199 | 392,000 | 0.41% | ||
| 34 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 44,791 | 366,000 | 0.39% | ||
| 35 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 43,226 | 353,000 | 0.37% | ||
| 36 | D.A. DAVIDSON & CO. | 40,676 | 331,000 | 0.35% | ||
| 37 | Concert Wealth Management Inc. | 38,041 | 309,000 | 0.33% | ||
| 38 | Raymond James Financial Services Advisors, Inc. | 34,601 | 282,000 | 0.30% | ||
| 39 | Private Advisor Group, LLC | 33,183 | 277,000 | 0.29% | ||
| 40 | M&T BANK CORP | 32,422 | 265,000 | 0.28% | ||
| 41 | AMERIPRISE FINANCIAL INC | 30,466 | 249,000 | 0.26% | ||
| 42 | SHEPHERD KAPLAN KROCHUK, LLC | 28,400 | 232,000 | 0.25% | ||
| 43 | BANK OF MONTREAL /CAN/ | 27,733 | 225,000 | 0.24% | ||
| 44 | HL FINANCIAL SERVICES LLC | 25,349 | 207,000 | 0.22% | ||
| 45 | CLOUGH CAPITAL PARTNERS L P | 25,200 | 206,000 | 0.22% | ||
| 46 | STIFEL FINANCIAL CORP | 20,882 | 170,000 | 0.18% | ||
| 47 | AQR ARBITRAGE LLC | 19,243 | 156,000 | 0.16% | ||
| 48 | Commonwealth Equity Services, Inc | 15,882 | 130,000 | 0.14% | ||
| 49 | Janney Montgomery Scott LLC | 14,854 | 121,000 | 0.13% | ||
| 50 | CARDAN CAPITAL PARTNERS, LLC | 14,801 | 121,000 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
