Dark
Light
System
Institutional Investment Manager
Occidental Asset Management, LLC
Occidental Asset Management, LLC (CIK: 0001770994) incorporated in Delaware, located at 301 California Dr. #9, Burlingame, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 76 holdings with a total value of $82,910,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 OXIGENE INC 10,000 8,000 0.01%
2 HEMISPHERX BIOPHARMA INC 190,000 25,000 0.03%
3 STEELCASE INC 10,688 159,000 0.19%
4 HP INC 13,242 163,000 0.20%
5 JANUS CAP GROUP INC 12,449 182,000 0.22%
6 COCA COLA CO 4,360 202,000 0.24%
7 POWERSHARES ETF TRUST II 10,114 210,000 0.25%
8 BROADRIDGE FINL SOLUTIONS IN 3,648 216,000 0.26%
9 INGREDION INC 2,032 217,000 0.26%
10 HERSHEY CO 2,365 218,000 0.26%
11 SELECT SECTOR SPDR TR 4,010 222,000 0.27%
12 QUEST DIAGNOSTICS INC 3,143 225,000 0.27%
13 PFIZER INC 7,921 235,000 0.28%
14 ISHARES 9,610 253,000 0.31%
15 JOHNSON & JOHNSON 2,470 267,000 0.32%
16 EXXON MOBIL CORP 3,194 267,000 0.32%
17 HOME DEPOT INC 2,091 279,000 0.34%
18 YUM BRANDS INC 3,437 281,000 0.34%
19 TARGET CORP 3,612 297,000 0.36%
20 NOVARTIS A G 4,098 297,000 0.36%
21 NVIDIA CORPORATION 8,576 306,000 0.37%
22 GENERAL ELECTRIC CO 9,653 307,000 0.37%
23 INTERNATIONAL BUSINESS MACHS 2,051 311,000 0.38%
24 SCHWAB US DIVIDEND EQUITY ETF 8,300 333,000 0.40%
25 AT&T INC 8,613 337,000 0.41%
26 INTEL CORP 10,890 352,000 0.42%
27 VANGUARD BD INDEX FDS 4,574 379,000 0.46%
28 PHILIP MORRIS INTL INC 4,100 402,000 0.48%
29 ZENDESK INC 20,207 423,000 0.51%
30 VANGUARD SCOTTSDALE FDS 4,930 429,000 0.52%
31 WELLS FARGO & CO NEW 9,100 440,000 0.53%
32 ISHARES TR MSCI UTD KNGDM 28,530 447,000 0.54%
33 ISHARES TR 10,592 450,000 0.54%
34 CLAYMORE EXCHANGE TRD FD TR 11,900 459,000 0.55%
35 FIRST TR EXCHANGE TRADED FD 8,501 474,000 0.57%
36 ORACLE CORP 11,604 475,000 0.57%
37 SELECT SECTOR SPDR TR 6,358 503,000 0.61%
38 ISHARES TR 5,731 525,000 0.63%
39 BRISTOL MYERS SQUIBB CO 8,300 530,000 0.64%
40 SELECT SECTOR SPDR TR 10,011 531,000 0.64%
41 SPDR SER TR 12,450 538,000 0.65%
42 MERCK & CO INC 10,840 574,000 0.69%
43 Market Vectors Oil Services 22,329 594,000 0.72%
44 SPDR S&P 500 ETF TR 3,015 620,000 0.75%
45 VANGUARD INTL EQUITY INDEX F 19,498 674,000 0.81%
46 POWERSHARES ETF TR II 26,358 697,000 0.84%
47 DIAGEO P L C 6,794 733,000 0.88%
48 VERIZON COMMUNICATIONS INC 13,586 735,000 0.89%
49 JPMORGAN CHASE & CO 30,045 814,000 0.98%
50 WISDOMTREE TR 42,376 827,000 1.00%
Page 1 of 2

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001214659-19-003498, filed 2019.05.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.