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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 135 Institutional holders with a total value of $681,945,021.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,597,789 144,801,000 21.23%
2 WELLS FARGO & COMPANY/MN 1,564,239 87,191,000 12.79%
3 LPL Financial LLC 1,354,978 76,191,000 11.17%
4 UBS Group AG 643,012 35,841,000 5.26%
5 BANK OF AMERICA CORP /DE/ 617,779 34,435,000 5.05%
6 GOLDMAN SACHS GROUP INC 485,801 27,079,000 3.97%
7 Raymond James Financial Services Advisors, Inc. 380,286 21,197,000 3.11%
8 RAYMOND JAMES & ASSOCIATES 350,222 19,521,000 2.86%
9 Astor Investment Management LLC 343,663 19,156,000 2.81%
10 AMERIPRISE FINANCIAL INC 303,987 16,950,000 2.49%
11 ROYAL BANK OF CANADA 279,090 15,556,000 2.28%
12 UNITED CAPITAL FINANCIAL ADVISORS, LLC 234,361 13,063,000 1.92%
13 Hoxton Financial, Inc. 178,622 9,956,000 1.46%
14 ENVESTNET ASSET MANAGEMENT INC 178,608 9,956,000 1.46%
15 AVIANCE CAPITAL MANAGEMENT, LLC 145,189 8,093,000 1.19%
16 SII INVESTMENTS INC/WI 137,926 7,688,000 1.13%
17 CREDIT SUISSE AG/ 135,862 7,573,000 1.11%
18 Janney Montgomery Scott LLC 111,452 6,212,000 0.91%
19 SignalPoint Asset Management, LLC 107,875 6,013,000 0.88%
20 BAIRD FINANCIAL GROUP, INC. 102,679 5,723,000 0.84%
21 CITADEL ADVISORS LLC 100,460 5,600,000 0.82%
22 PURA VIDA INVESTMENTS, LLC 95,000 5,296,000 0.78% Put
23 BKS ADVISORS, LLC 89,281 4,977,000 0.73%
24 SG Americas Securities, LLC 84,428 4,706,000 0.69%
25 SUNTRUST BANKS INC 69,420 4,186,000 0.61%
26 JANE STREET GROUP, LLC 70,344 3,921,000 0.57%
27 Virtu KCG Holdings LLC 68,694 3,829,000 0.56%
28 Cambridge Investment Research Advisors, Inc. 68,285 3,806,000 0.56%
29 STIFEL FINANCIAL CORP 63,589 3,545,000 0.52%
30 CITIGROUP INC 63,534 3,542,000 0.52%
31 Commonwealth Equity Services, Inc 61,419 3,423,000 0.50%
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 57,043 3,180,000 0.47%
33 HL FINANCIAL SERVICES LLC 52,677 2,936,000 0.43%
34 Virtu Financial LLC 51,798 2,887,000 0.42%
35 OLD NATIONAL BANCORP /IN/ 44,981 2,507,000 0.37%
36 AMERICAN INTERNATIONAL GROUP, INC. 44,106 2,459,000 0.36%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 43,158 2,331,000 0.34%
38 MSI Financial Services Inc 40,528 2,259,000 0.33%
39 BB&T SECURITIES, LLC 32,933 1,835,000 0.27%
40 HRT FINANCIAL LP 32,303 1,800,000 0.26%
41 Tower Research Capital LLC (TRC) 31,648 1,764,000 0.26%
42 PNC FINANCIAL SERVICES GROUP, INC. 31,295 1,744,000 0.26%
43 USCA RIA LLC 90,522 1,624,000 0.24%
44 GFS Advisors, LLC 90,522 1,624,000 0.24%
45 First Allied Advisory Services, Inc. 27,546 1,550,000 0.23%
46 IFC Holdings Incorporated/FL 26,130 1,472,000 0.22%
47 OPPENHEIMER & CO INC 21,590 1,203,000 0.18%
48 Ironsides Asset Advisors, LLC 21,315 1,188,000 0.17%
49 GOLDMAN SACHS GROUP INC 20,000 1,115,000 0.16% Call
50 VSR Financial Services, Inc. 19,645 1,095,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.