| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AMERIPRISE FINANCIAL INC | 1,708,646 | 3,178,000 | 5.99% | ||
| 2 | WOLVERINE ASSET MANAGEMENT LLC | 4,341 | 3,109,000 | 5.86% | Put | |
| 3 | VANGUARD GROUP INC | 1,582,836 | 2,944,000 | 5.55% | ||
| 4 | OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 1,529,975 | 2,846,000 | 5.36% | ||
| 5 | SHEPHERD KAPLAN KROCHUK, LLC | 1,435,323 | 2,670,000 | 5.03% | ||
| 6 | Penn Capital Management Company, LLC | 1,407,788 | 2,618,000 | 4.93% | ||
| 7 | GMT CAPITAL CORP | 1,028,800 | 1,914,000 | 3.61% | ||
| 8 | MORGAN STANLEY | 973,233 | 1,810,000 | 3.41% | ||
| 9 | GOLDMAN SACHS GROUP INC | 959,248 | 1,784,000 | 3.36% | ||
| 10 | MILLENNIUM MANAGEMENT LLC | 956,498 | 1,779,000 | 3.35% | ||
| 11 | DEUTSCHE BANK AG\ | 933,475 | 1,736,000 | 3.27% | ||
| 12 | BlackRock Institutional Trust Company, N.A. | 846,619 | 1,575,000 | 2.97% | ||
| 13 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 682,400 | 1,269,000 | 2.39% | ||
| 14 | D. E. Shaw & Co., Inc. | 603,581 | 1,123,000 | 2.12% | ||
| 15 | JPMORGAN CHASE & CO | 583,400 | 1,085,000 | 2.04% | ||
| 16 | NOMURA HOLDINGS INC | 247,249 | 1,024,000 | 1.93% | ||
| 17 | CITIGROUP INC | 516,824 | 962,000 | 1.81% | ||
| 18 | NEW YORK STATE COMMON RETIREMENT FUND | 451,982 | 841,000 | 1.58% | ||
| 19 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 444,600 | 827,000 | 1.56% | Put | |
| 20 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 441,893 | 822,000 | 1.55% | ||
| 21 | NORTHERN TRUST CORP | 430,792 | 802,000 | 1.51% | ||
| 22 | ROYCE & ASSOCIATES LP | 430,000 | 800,000 | 1.51% | ||
| 23 | ROYAL BANK OF CANADA | 370,495 | 689,000 | 1.30% | ||
| 24 | UBS Group AG | 366,400 | 682,000 | 1.28% | Call | |
| 25 | RUSSELL FRANK CO/ | 336,466 | 626,000 | 1.18% | ||
| 26 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 300,665 | 559,000 | 1.05% | ||
| 27 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 292,900 | 545,000 | 1.03% | ||
| 28 | UBS Group AG | 287,500 | 535,000 | 1.01% | Put | |
| 29 | CASTLEARK MANAGEMENT LLC | 267,445 | 497,000 | 0.94% | ||
| 30 | GOLDMAN SACHS GROUP INC | 239,600 | 446,000 | 0.84% | Put | |
| 31 | CITADEL ADVISORS LLC | 234,567 | 436,000 | 0.82% | ||
| 32 | HIGHBRIDGE CAPITAL MANAGEMENT LLC | 233,818 | 434,000 | 0.82% | ||
| 33 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 228,200 | 424,000 | 0.80% | Call | |
| 34 | Connor, Clark & Lunn Investment Management Ltd. | 228,000 | 424,000 | 0.80% | ||
| 35 | Parkwood LLC | 202,715 | 377,000 | 0.71% | ||
| 36 | GEODE CAPITAL MANAGEMENT, LLC | 203,223 | 377,000 | 0.71% | ||
| 37 | GROUP ONE TRADING LLC | 197,477 | 367,000 | 0.69% | ||
| 38 | PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 189,333 | 352,000 | 0.66% | ||
| 39 | UBS Group AG | 188,328 | 350,000 | 0.66% | ||
| 40 | CREDIT SUISSE AG/ | 164,039 | 305,000 | 0.57% | ||
| 41 | First Eagle Investment Management, LLC | 160,000 | 298,000 | 0.56% | ||
| 42 | BOLTON LP | 152,300 | 283,000 | 0.53% | Put | |
| 43 | Virtu KCG Holdings LLC | 149,591 | 278,000 | 0.52% | ||
| 44 | MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | 149,202 | 277,516 | 0.52% | ||
| 45 | Spot Trading L.L.C | 145,000 | 270,000 | 0.51% | Put | |
| 46 | Sculptor Capital LP | 137,800 | 256,000 | 0.48% | Put | |
| 47 | Sculptor Capital LP | 137,800 | 256,000 | 0.48% | ||
| 48 | CITIGROUP INC | 136,100 | 253,000 | 0.48% | Put | |
| 49 | BOLTON LP | 131,400 | 244,000 | 0.46% | ||
| 50 | Invesco Ltd. | 130,680 | 243,000 | 0.46% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
